Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Glen Adair TylerPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Michael James KennedyPNC InvestmentsCitizens Securities, Inc.$15001-05-2009
Regina Emily ManciniPNC InvestmentsVALIC Financial Advisors, Inc.01-05-2009
Robert James RuscickPNC InvestmentsBanc of America Investment Services, Inc.01-09-2009
Michael Walker ButterfieldPNC InvestmentsWells Fargo Clearing Services, LLC01-22-2009
Brandon Cao TruongPNC InvestmentsPruco Securities, LLC.01-26-2009
Vincent Dennette RatliffPNC InvestmentsSignator Investors, Inc.$101-29-2009
Frank Paul HellriegelPNC InvestmentsWells Fargo Clearing Services, LLC02-02-2009
Cynthia Louise HillPNC InvestmentsBB&T Investment Services, Inc.02-10-2009
Lynn Maria LiaskosPNC InvestmentsBanc of America Investment Services, Inc.02-12-2009
Michael Eugene GreenPNC InvestmentsLincoln Financial Distributors, Inc.02-19-2009
Susan Jane MarshallPNC InvestmentsFSC Securities Corporation03-02-2009
Tiana Yvette Wells-LawsonPNC InvestmentsBanc of America Investment Services, Inc.03-05-2009
Phyllis Cooper ThompsonPNC InvestmentsAmeriprise Financial Services, Inc.03-10-2009
Aisha LokaiPNC InvestmentsWells Fargo Clearing Services, LLC03-11-2009
Patrick Edward AaronPNC InvestmentsWells Fargo Clearing Services, LLC03-23-2009
Gino Frank MevoliPNC InvestmentsWells Fargo Clearing Services, LLC03-24-2009
Michael J. MartinPNC InvestmentsFidelity Brokerage Services LLC04-02-2009
Darren E MillerPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2009
Richard James CalabroPNC InvestmentsPrudential Investment Management Services LLC$10004-09-2009
Christopher Adin SnowlingPNC InvestmentsArrowhead Investment Center04-21-2009
Mindy Gail MatzaPNC InvestmentsChase Investment Services Corp.04-22-2009
Joaquin ManriquePNC InvestmentsChase Investment Services Corp.04-28-2009
Anthony Peter Iuso IIIPNC InvestmentsBanc of America Investment Services, Inc.05-04-2009
Sean Patrick RochePNC InvestmentsBanc of America Investment Services, Inc.05-04-2009
Next Page »

Showing 1 to 25 of 1,620 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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