Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul R. HicksPNC InvestmentsHancock Whitney Investment Services Inc.04-08-2020
Trevon Terrell CooperPNC InvestmentsEdward Jones05-07-2019
Joshua D. GriffinPNC InvestmentsBBVA Wealth Solutions Inc.$15002-05-2019
Andrew Hartselle MearsPNC InvestmentsUBS Financial Services Inc.10-15-2018
Sarah Elizabeth HahnPNC InvestmentsRaymond James & Associates, Inc.01-31-2018
Robert P. Hanner Jr.PNC InvestmentsMML Investors Services, LLC01-29-2018
Christine Burghardt QuattlebaumPNC InvestmentsWells Fargo Clearing Services, LLC12-21-2017
Wesley Joseph McGuginPNC InvestmentsBBVA Securities Inc.11-01-2017
Kevin James GrotlischPNC InvestmentsCetera Investment Services LLC11-01-2017
Brett Alan KuykendallPNC InvestmentsBBVA Securities Inc.10-24-2017
Gerald Franklin Rainbolt Jr.PNC InvestmentsNYLIFE Securities LLC09-22-2017
Brandon D. ThomasPNC InvestmentsWells Fargo Clearing Services, LLC08-23-2017
Christopher G HeslerPNC InvestmentsPNC Investments03-10-2017
Heather Alicia ShaefferPNC InvestmentsState Farm VP Management Corp.02-24-2017
Jason B. WeatherbyPNC InvestmentsPark Avenue Securities LLC01-27-2017
Stefan RainerPNC InvestmentsInvestment Professionals, Inc.10-25-2016
William Thomas NorwoodPNC InvestmentsProEquities, Inc.07-08-2016
Stacy Elaine Miller-JacksonPNC InvestmentsNorthwestern Mutual Investment Services, LLC$2502-25-2016
Joseph Elmer FreemanPNC InvestmentsEdward Jones10-15-2015
Kari Jane EsoPNC InvestmentsLPL Financial LLC04-23-2015
Charles CowartPNC InvestmentsMorgan Stanley03-20-2015
Vincent Lee HutchinsonPNC InvestmentsPrincipal Securities, Inc.03-10-2015
Lindsay Starks YoungPNC InvestmentsPFS Investments Inc.12-10-2014
Joseph A CobbPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2014
Jamie Mires HallPNC InvestmentsSA Stone Wealth Management Inc.07-22-2014
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.