Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul R HicksPNC InvestmentsHancock Whitney Investment Services Inc.04-08-2020
Trevon Terrell CooperPNC InvestmentsEdward Jones05-07-2019
Joshua D GriffinPNC InvestmentsBBVA Wealth Solutions Inc.$15002-05-2019
Andrew Hartselle MearsPNC InvestmentsUBS Financial Services Inc.10-15-2018
Kevin James GrotlischPNC InvestmentsCetera Investment Services LLC11-01-2017
Stefan RainerPNC InvestmentsInvestment Professionals, Inc.10-25-2016
Steven Robert ReardonPNC InvestmentsLPL Financial LLC05-30-2013
Zach James BoldenPNC InvestmentsEdward Jones07-09-2012
Amin James Raphael RathlePNC InvestmentsRBC Capital Markets, LLC$15004-03-2012
Richard Shields Brinson JrPNC InvestmentsRBC Capital Markets, LLC04-03-2012
Cary A GuffeyPNC InvestmentsNBC Securities, Inc.02-27-2012

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.