Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Keith GrahamPNC InvestmentsBB&T Investment Services, Inc.04-03-2012
Zachary Twain AveryPNC InvestmentsMorgan Stanley05-15-2012
Zach James BoldenPNC InvestmentsEdward Jones$10007-09-2012
Emilia Maria CorreaPNC InvestmentsMorgan Stanley09-06-2012
Daron Demond Ray Jr.PNC InvestmentsPFS Investments Inc.09-18-2012
Stephen Joseph ManginaPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-01-2012
Gregory Scott MasonPNC InvestmentsHancock Whitney Investment Services Inc.04-11-2013
Thomas Eugene SmithPNC InvestmentsHancock Whitney Investment Services Inc.01-14-2014
Tyler Allen FosterPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-07-2014
Jamie Mires HallPNC InvestmentsSA Stone Wealth Management Inc.07-22-2014
Joseph A CobbPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2014
Lindsay Starks YoungPNC InvestmentsPFS Investments Inc.12-10-2014
Vincent Lee HutchinsonPNC InvestmentsPrincipal Securities, Inc.03-10-2015
Charles Cowart Jr.PNC InvestmentsMorgan Stanley03-20-2015
Kari Jane EsoPNC InvestmentsLPL Financial LLC04-23-2015
Joseph Elmer FreemanPNC InvestmentsEdward Jones10-15-2015
Stacy Elaine Miller-JacksonPNC InvestmentsNorthwestern Mutual Investment Services, LLC$25002-25-2016
William Thomas NorwoodPNC InvestmentsProEquities, Inc.07-08-2016
Stefan RainerPNC InvestmentsInvestment Professionals, Inc.10-25-2016
Jason Berry WeatherbyPNC InvestmentsPark Avenue Securities LLC01-27-2017
Heather Alicia ShaefferPNC InvestmentsState Farm VP Management Corp.02-24-2017
Brandon Doy ThomasPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-23-2017
Gerald Franklin Rainbolt Jr.PNC InvestmentsNYLIFE Securities LLC09-22-2017
Brett Alan KuykendallPNC InvestmentsBBVA Securities Inc.10-24-2017
Wesley Joseph McguginPNC InvestmentsBBVA Securities Inc.11-01-2017
Next Page »

Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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