Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel PegueroPNC InvestmentsNorthwestern Mutual Investment Services, LLC01-24-2020
Nikko J RichardsonPNC InvestmentsMorgan Stanley01-22-2020
Jonathan ValdezPNC InvestmentsJ.P. Morgan Securities LLC02-14-2019
Martha Lynn Grimshaw-KillianPNC InvestmentsPruco Securities, LLC.01-09-2019
Trevor Yulee CameronPNC InvestmentsEdward Jones$15012-06-2018
Anthony J RomePNC InvestmentsHarwood Advisory Group, LLC08-27-2018
Justin FornataroPNC InvestmentsWells Fargo Clearing Services, LLC07-25-2018
Charles Shahoud Hanna IIIPNC InvestmentsSunTrust Investment Services, Inc.07-13-2018
Krist Lee HammargrenPNC InvestmentsCetera Investment Services LLC04-03-2018
Melissa L. MarsicoPNC InvestmentsAllstate Financial Services, LLC02-28-2018
Idaliz Diaz GodineauxPNC InvestmentsStrategic Advisers LLC02-26-2018
Jacqueline Anne LatonaPNC InvestmentsWells Fargo Clearing Services, LLC02-13-2018
Joanne CalsettaPNC InvestmentsPFS Investments Inc.01-05-2018
Laura Ashley CohenPNC InvestmentsCohen Investments & Consulting Corporation11-16-2017
Christopher M. KaufenbergPNC InvestmentsWells Fargo Clearing Services, LLC09-29-2017
Justin Ray HissongPNC InvestmentsBB&T Investment Services, Inc.07-26-2017
James D KingPNC InvestmentsCetera Investment Advisers LLC07-05-2017
David Ryan DeweesePNC InvestmentsSunTrust Advisory Services, Inc.05-10-2017
Justin Barry NeighbourPNC InvestmentsBB&T Investment Services, Inc.05-09-2017
Mercado Luisa GonzalezPNC InvestmentsSunTrust Advisory Services, Inc.03-31-2017
Brian Joseph FuchsPNC InvestmentsWells Fargo Clearing Services, LLC03-07-2017
Juan Pablo MontoyaPNC InvestmentsWells Fargo Advisors Financial Network, LLC02-24-2017
Anna RobertsPNC InvestmentsU.S. Bancorp Investments, Inc.02-10-2017
Daniel StewartPNC InvestmentsPruco Securities, LLC.01-03-2017
John Bryson SalterPNC InvestmentsWells Fargo Clearing Services, LLC11-23-2016
Next Page »

Showing 1 to 25 of 142 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.