Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Martin ZickertPNC InvestmentsNatcity Investments, Inc.11-13-2009
Scott Thomas MosherPNC InvestmentsNatcity Investments, Inc.11-13-2009
Creig Desmond JardinePNC InvestmentsWells Fargo Clearing Services, LLC12-09-2010
John A. FicoPNC InvestmentsWells Fargo Clearing Services, LLC02-13-2012
Cary A. GuffeyPNC InvestmentsNBC Securities, Inc.02-27-2012
Keith Thomas FoleyPNC InvestmentsLPL Financial LLC03-09-2012
Giuliana HirshsonPNC InvestmentsIFS Securities09-17-2012
Brian Eric JonesPNC InvestmentsTD Ameritrade Investment Management, LLC07-12-2013
Lorraine Hernandez ForbesPNC InvestmentsBB&T Investment Services, Inc.08-05-2013
Joumana JordiPNC InvestmentsLPL Financial LLC09-19-2013
Michael PreatePNC InvestmentsTD Ameritrade Investment Management, LLC11-18-2013
Laura Marie CapporelliPNC InvestmentsState Farm VP Management Corp.12-04-2014
George Michael SmithPNC InvestmentsWells Fargo Clearing Services, LLC$10005-15-2015
Kevin M. HalifaxPNC InvestmentsCambridge Investment Research, Inc.$2510-16-2015
Edward PalaciosPNC InvestmentsFifth Third Securities, Inc.08-18-2016
Jason VaughnPNC InvestmentsWells Fargo Clearing Services, LLC11-04-2016
James D KingPNC InvestmentsCetera Investment Advisers LLC07-05-2017
Melissa L. MarsicoPNC InvestmentsAllstate Financial Services, LLC$5002-28-2018
Krist Lee HammargrenPNC InvestmentsCetera Investment Services LLC04-03-2018
Trevor Yulee CameronPNC InvestmentsEdward Jones$15012-06-2018
Martha Lynn Grimshaw-KillianPNC InvestmentsPruco Securities, LLC.01-09-2019
Jonathan ValdezPNC InvestmentsJ.P. Morgan Securities LLC02-14-2019

Showing 1 to 22 of 22 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.