Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cassaundra Jolene KesterkePNC InvestmentsChase Investment Services Corp.11-28-2011
Vesta R. FisherPNC InvestmentsChase Investment Services Corp.$15002-27-2012
Shawn Craig ScottPNC InvestmentsChase Investment Services Corp.02-27-2012
Trevor C. JohnsonPNC InvestmentsChase Investment Services Corp.$15003-22-2012
Blake Allen HoughtalingPNC InvestmentsFifth Third Securities, Inc.05-04-2012
Michael David ZickPNC InvestmentsJ.P. Morgan Securities LLC06-01-2012
Lawrence Edward PiotrowskiPNC InvestmentsChase Investment Services Corp.$15007-09-2012
Jessica RiosPNC InvestmentsChase Investment Services Corp.08-01-2012
Kameron J HelmuthPNC InvestmentsMML Investors Services, LLC08-09-2012
Amanda Kay ShepardPNC InvestmentsChase Investment Services Corp.09-27-2012
Mark Lloyd SmithPNC InvestmentsJ.P. Morgan Securities LLC$10012-03-2012
Timothy R SmithPNC InvestmentsW&S Brokerage Services, Inc.01-23-2013
Erika S HalliwillPNC InvestmentsJ.P. Morgan Securities LLC05-03-2013
William Scott ElliottPNC InvestmentsJ.P. Morgan Securities LLC07-17-2013
Gregory Lyn SullivanPNC InvestmentsThrivent Investment Management Inc.07-19-2013
George Howard ForsythPNC InvestmentsSchwab Private Client Investment Advisory, Inc.$10010-01-2013
Larry Dale ClarkPNC InvestmentsJ.P. Morgan Securities LLC10-03-2013
Jill Annette DaileyPNC InvestmentsWaddell & Reed10-07-2013
Karen Lynn WolffisPNC InvestmentsThrivent Investment Management Inc.10-21-2013
Kyle Andrew PlattPNC InvestmentsEdward Jones10-24-2013
Stacia Joyce WeltPNC InvestmentsJ.P. Morgan Institutional Investments Inc.$50010-13-2014
Katrina Marie GeisPNC InvestmentsStrategic Advisers LLC10-28-2014
Andrew Kenneth SkinnerPNC InvestmentsFifth Third Securities, Inc.11-25-2014
Michael Barrett StoltePNC InvestmentsFifth Third Securities, Inc.$15012-05-2014
Danielle Lee HallidayPNC InvestmentsFifth Third Securities, Inc.12-08-2014
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Showing 26 to 50 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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