Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard L MossPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2009
Timothy Michael AnneePNC InvestmentsThe Huntington Investment Company12-07-2009
Myra Susan LighterPNC InvestmentsThe Huntington Investment Company12-14-2009
Timothy Guy WoosterPNC InvestmentsW&S Brokerage Services, Inc.12-21-2009
Gary Todd CooperPNC InvestmentsSheaff Brock Investment Advisors, LLC04-05-2010
David Carl GurneePNC InvestmentsPuritan Brokerage Services, Inc.$50004-12-2010
Jamila Louise ThomasPNC InvestmentsEdward Jones$50004-13-2010
Ryan Michael MurphyPNC InvestmentsNorthwestern Mutual Investment Services, LLC04-19-2010
Gordon Michael Goss IIPNC InvestmentsThe Huntington Investment Company05-17-2010
Richard Charles HinesleyPNC InvestmentsRaymond James & Associates, Inc.$25007-19-2010
Michael William NaabPNC InvestmentsChase Investment Services Corp.$10007-26-2010
Sathish Raj DharmaPNC InvestmentsCharles Schwab & Co., Inc.08-05-2010
Julie Marie Johnson-UnwinPNC InvestmentsThe Huntington Investment Company08-27-2010
Nicholas Jack PeregoyPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-20-2010
Eric Kim HallPNC InvestmentsEdward Jones$10011-08-2010
Christopher LutzPNC InvestmentsChase Investment Services Corp.$50012-02-2010
Greg Lee EmmackPNC InvestmentsKey Investment Services LLC02-04-2011
Alan Roger WirgauPNC InvestmentsChase Investment Services Corp.04-04-2011
Nathan Kendrick MccrillisPNC InvestmentsSII Investments, Inc.04-07-2011
Chad M WhitlowPNC InvestmentsKey Investment Services LLC04-15-2011
Matthew R AkersPNC InvestmentsEdward Jones06-06-2011
John Andrew O'BrienPNC InvestmentsEdward Jones06-27-2011
Jason Dale ZajacPNC InvestmentsFifth Third Securities, Inc.07-05-2011
Todd Michael BonvinoPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-06-2011
Allison M. SiegelPNC InvestmentsFifth Third Securities, Inc.08-22-2011
Next Page »

Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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