Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harold Franklin CrawfordPNC InvestmentsAlight Financial Solutions, LLC02-18-2014
David Scott GoldmanPNC InvestmentsAllstate Financial Services, LLC$2506-22-2015
Stephanie Ann YoingcoPNC InvestmentsAmeriprise Financial Services, LLC$107-12-2010
William O. Sterling IIIPNC InvestmentsAmeriprise Financial Services, LLC$2501-27-2010
William Christopher JonesPNC InvestmentsAmeriprise Financial Services, LLC$1011-04-2009
Michael Anthony Augerinos Jr.PNC InvestmentsAmeriprise Financial Services, LLC09-21-2009
Brianna Maria BuckleyPNC InvestmentsAXA Advisors, LLC08-16-2016
Christopher Mora HallPNC InvestmentsAXA Advisors, LLC06-08-2009
Vernon Burdell CunninghamPNC InvestmentsBanc of America Investment Services, Inc.$1008-19-2009
Edward Duane CraftPNC InvestmentsBanc of America Investment Services, Inc.07-30-2009
Anita Faye Bailey-SinklerPNC InvestmentsBanc of America Investment Services, Inc.06-15-2009
James Nelson Carter Jr.PNC InvestmentsBanc of America Investment Services, Inc.05-21-2009
Tiana Yvette Wells-LawsonPNC InvestmentsBanc of America Investment Services, Inc.03-05-2009
Ryan J. WendlerPNC InvestmentsBB&T Investment Services, Inc.$2503-09-2015
Joel William DemickPNC InvestmentsBB&T Investment Services, Inc.10-14-2014
Andrew T. GiddensPNC InvestmentsBB&T Investment Services, Inc.$2510-28-2013
Reggie Jerome TurnerPNC InvestmentsBB&T Investment Services, Inc.$5008-04-2011
Cynthia Louise HillPNC InvestmentsBB&T Investment Services, Inc.02-10-2009
Christopher H. RidgewayPNC InvestmentsBBVA Securities Inc.12-20-2016
Bill Nick PolizosPNC InvestmentsCapital One Investing, LLC07-23-2018
Andrew Gerard LaingPNC InvestmentsCapital One Investment Services LLC09-04-2014
Frank Jacob RuffingPNC InvestmentsCapitol Securities Management, Inc.$1001-03-2013
Chad Andrew ClarkPNC InvestmentsCetera Investment Services LLC08-23-2013
Theresa Marie FalconePNC InvestmentsCharles Schwab & Co., Inc.03-11-2016
Benjamin Pruitt Melton Jr.PNC InvestmentsCitigroup Global Markets Inc.$5012-07-2009
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Showing 1 to 25 of 106 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.