Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sulieman E NurideenPNC InvestmentsVALIC Financial Advisors, Inc.03-18-2019
Michael John StorchPNC InvestmentsSantander Securities LLC02-12-2019
Vincent Dennette RatliffPNC InvestmentsM&T Securities, Inc.12-07-2018
Bill Nick PolizosPNC InvestmentsCapital One Investing, LLC07-23-2018
Sujata ChakrabortyPNC InvestmentsM&T Securities, Inc.12-19-2017
Jeffrey Alan HamiltonPNC InvestmentsSunTrust Investment Services, Inc.$5012-13-2017
Jeffrey Neal RogersPNC InvestmentsM&T Securities, Inc.08-15-2017
Christopher David WilsonPNC InvestmentsM&T Securities, Inc.05-10-2017
Anthony Curtis HamielPNC InvestmentsLPL Financial LLC12-16-2016
Ryan J. WendlerPNC InvestmentsBB&T Investment Services, Inc.$2503-09-2015
Michael Brent MorelandPNC InvestmentsCsfbdirect, Inc.01-09-2015
Julia Frances PaynePNC InvestmentsJ.P. Morgan Securities LLC09-03-2014
Kara Lynn McKinneyPNC InvestmentsMcLaughlin Ryder Investments, Inc.07-30-2014
James J. LowryPNC InvestmentsWells Fargo Clearing Services, LLC07-24-2014
Beverly Darlene ThomasPNC InvestmentsSunTrust Investment Services, Inc.03-01-2012
Cynthia Louise HillPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-23-2012
David Michael ZanePNC InvestmentsRBC Capital Markets, LLC07-25-2011
Brian M. StampPNC InvestmentsLPL Financial LLC03-01-2011
Mark Wayne BlackmerPNC InvestmentsLPL Financial LLC09-09-2010
Luann YaffePNC InvestmentsM&T Securities, Inc.09-09-2010
William O. Sterling IIIPNC InvestmentsAmeriprise Financial Services, Inc.$2501-27-2010
Benjamin Pruitt Melton Jr.PNC InvestmentsCitigroup Global Markets Inc.12-07-2009
Russell Arthur JensenPNC InvestmentsM&T Securities, Inc.12-07-2009
William Christopher JonesPNC InvestmentsAmeriprise Financial Services, Inc.11-04-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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