Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael John StorchPNC InvestmentsSantander Securities LLC02-12-2019
Bill Nick PolizosPNC InvestmentsCapital One Investing, LLC07-23-2018
Angel Luis MartinezPNC InvestmentsNYLIFE Securities LLC04-10-2018
Shara Nichole JonesPNC InvestmentsM&T Securities, Inc.03-06-2018
Sujata ChakrabortyPNC InvestmentsM&T Securities, Inc.12-19-2017
Jasmin Tesse La-Rue WaddellPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-18-2017
FULTON BRIDGESPNC InvestmentsMorgan Stanley01-16-2017
Christopher Hans RidgewayPNC InvestmentsBBVA Securities Inc.12-20-2016
Anthony Curtis HamielPNC InvestmentsLPL Financial LLC12-16-2016
Brianna Maria BuckleyPNC InvestmentsAXA Advisors, LLC08-16-2016
Kevin Andrew VoellingPNC InvestmentsEdward Jones08-09-2016
Ryan Tyler SangsterPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-02-2016
Michael Frederick JacksonPNC InvestmentsMorgan Stanley07-06-2016
Diana Lynn CovellPNC InvestmentsMorgan Stanley07-05-2016
John Ross EvansPNC InvestmentsFirst Dominion Capital Corp.04-26-2016
Anatoliy Anatolievich LutsikPNC InvestmentsForeside Fund Services, LLC04-11-2016
Ryan Michael RecknerPNC InvestmentsM&T Securities, Inc.12-11-2015
James Wellington Pryde Jr.PNC InvestmentsFirst Command Financial Planning, Inc.08-14-2015
Chauncey M CarterPNC InvestmentsM&T Securities, Inc.05-15-2015
Francis John Bianca Jr.PNC InvestmentsTIAA-CREF Individual & Institutional Services, LLC05-13-2015
William Maxwell FryerPNC InvestmentsMaxim Group LLC01-06-2015
Keith Andrew RosenbaumPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-19-2014
Benjamin Messiah MobleyPNC InvestmentsFirst Allied Advisory Services, Inc.10-02-2014
Andrew Gerard LaingPNC InvestmentsCapital One Investment Services LLC09-04-2014
Mary Ellen LitterPNC InvestmentsNYLIFE Securities LLC07-09-2014
Next Page »

Showing 1 to 25 of 102 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.