Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David J. NovakPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2019
Jason Edward ChurchPNC InvestmentsSantander Securities LLC10-29-2018
William A CowanPNC InvestmentsHighTower Securities, LLC$15005-17-2018
Alfred B Farrell Jr.PNC InvestmentsSantander Securities LLC$2505-08-2018
Paul KuleskaPNC InvestmentsCapital One Investing, LLC05-07-2018
Laurien MoorePNC InvestmentsSantander Securities LLC03-16-2018
Matthew James ArmstrongPNC InvestmentsWells Fargo Clearing Services, LLC01-19-2018
Alp Yusuf AkturkPNC InvestmentsWells Fargo Clearing Services, LLC01-17-2018
Rashad SharifPNC InvestmentsJ.P. Morgan Securities LLC01-12-2018
James Francis KrusePNC InvestmentsPruco Securities, LLC.12-20-2017
Bruno J PereiraPNC InvestmentsScottrade, Inc.12-19-2017
Pavan V WunnavaPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-11-2017
Jacqueline Ann GarrisPNC InvestmentsWells Fargo Clearing Services, LLC10-06-2017
Frank A BottiniPNC InvestmentsAegis Capital Corp.09-08-2017
Erin BoycePNC InvestmentsM&T Securities, Inc.08-09-2017
Thomas RachelskiPNC InvestmentsFidelity Brokerage Services LLC06-30-2017
CHRISTOPHER MICHAEL OBRIENPNC InvestmentsWells Fargo Clearing Services, LLC04-21-2017
Francesco FedericoPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2017
Donatello Dario BollettinoPNC InvestmentsM&T Securities, Inc.01-20-2017
Maria Alejandra SarquezPNC InvestmentsSantander Securities LLC11-16-2016
Samuel RamosPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2016
Joseph Ioannis KoronakisPNC InvestmentsTD Ameritrade Investment Management, LLC$15010-19-2016
Cassandra Frances LarosaPNC InvestmentsPurshe Kaplan Sterling Investments10-18-2016
Michen V SirleafPNC InvestmentsWells Fargo Clearing Services, LLC09-27-2016
Robert Francis GibbsPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2016
Next Page »

Showing 1 to 25 of 185 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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