Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Richard James Calabro | PNC Investments | Prudential Investment Management Services LLC | $100 | 04-09-2009 |
| Tanya Marie Brown | PNC Investments | UBS Financial Services Inc. | — | 06-22-2009 |
| Philip Joseph Sacco | PNC Investments | Ameriprise Financial Services, Inc. | — | 12-16-2009 |
| Joseph Carl Fiumara | PNC Investments | Tafferer Trading, LLC | — | 01-21-2010 |
| Enrique J. Magana | PNC Investments | Citigroup Global Markets Inc. | — | 03-14-2011 |
| Russell Ose Adade Robinson | PNC Investments | Chase Investment Services Corp. | — | 05-02-2011 |
| George Joseph Vangelakos | PNC Investments | Wells Fargo Clearing Services, LLC | $100 | 05-16-2011 |
| Alexander Simanovsky | PNC Investments | Wells Fargo Clearing Services, LLC | — | 06-20-2011 |
| Emil Baczyk | PNC Investments | Wells Fargo Clearing Services, LLC | — | 06-20-2011 |
| Andreas Hess | PNC Investments | LPL Financial LLC | — | 11-09-2011 |
| Joseph Paul Krim | PNC Investments | Wells Fargo Clearing Services, LLC | — | 05-21-2012 |
| Nikki Cibelli | PNC Investments | Raymond James Financial Services, Inc. | — | 02-11-2013 |
| Roger Ray Marvinney | PNC Investments | UBS Financial Services Inc. | — | 02-19-2013 |
| Kevin Cottrell | PNC Investments | Santander Securities LLC | — | 02-19-2013 |
| Kyle Robert Wilt | PNC Investments | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 03-14-2013 |
| Joseph John Digiso Jr. | PNC Investments | Wells Fargo Clearing Services, LLC | — | 11-04-2013 |
| Robert J Shannon | PNC Investments | HSBC Securities (USA) Inc. | — | 11-14-2013 |
| Anthony Charles Jones Jr. | PNC Investments | M&T Securities, Inc. | — | 05-07-2014 |
| Dennis B Lacey | PNC Investments | HSBC Securities (USA) Inc. | — | 07-23-2014 |
| Joseph Daniel Burns | PNC Investments | Resource Securities LLC | — | 02-11-2015 |
| Michael Ormond | PNC Investments | AXA Advisors, LLC | — | 03-17-2015 |
| Kevin Petrone | PNC Investments | AXA Advisors, LLC | — | 07-07-2015 |
| Daniel Jay Cewe | PNC Investments | Citizens Securities, Inc. | — | 10-30-2015 |
| Aleksander Winter | PNC Investments | T3 Trading Group, LLC | — | 04-27-2016 |
| Joseph Ioannis Koronakis | PNC Investments | TD Ameritrade Investment Management, LLC | — | 10-19-2016 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
