Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Peter MartinPNC InvestmentsVALIC Financial Advisors, Inc.01-23-2019
Charles MolloyPNC InvestmentsTD Ameritrade, Inc.10-09-2018
David Martin GarresPNC InvestmentsPruco Securities, LLC.$25009-14-2018
Ignacio Alberto BartolomeiPNC InvestmentsWells Fargo Clearing Services, LLC06-04-2018
Andrew Paul HerbertPNC InvestmentsPrincipal Securities, Inc.$104-17-2018
Patrick Stephen MullenPNC InvestmentsKey Investment Services LLC02-15-2018
Marcus Stephen SnowPNC InvestmentsWells Fargo Clearing Services, LLC02-01-2018
Robert Thomas Smalanskas Jr.PNC InvestmentsWaddell & Reed02-01-2018
Rebekah Suzanne KigerPNC InvestmentsCitizens Securities, Inc.$2412-01-2017
Christopher James LepagePNC InvestmentsJ.P. Morgan Securities LLC11-28-2017
Timothy Nathaniel McmullenPNC InvestmentsMorgan Stanley10-17-2017
Anthony Joseph VucichPNC InvestmentsCitizens Securities, Inc.10-10-2017
Lisa Kathryn Garman YocumPNC InvestmentsScottrade, Inc.08-23-2017
Joshua Ryan LoaneyPNC InvestmentsEdward Jones08-04-2017
Robert DinardoPNC InvestmentsStifel, Nicolaus & Company, Incorporated$15007-14-2017
Tik Ki TsangPNC InvestmentsMorgan Stanley07-12-2017
Ronald J HattPNC InvestmentsCitizens Securities, Inc.06-20-2017
Michael Peter MartinPNC InvestmentsCitizens Securities, Inc.04-21-2017
Joshua E EngelsPNC InvestmentsCitizens Securities, Inc.03-21-2017
Anthony James CarusoPNC InvestmentsWesBanco Securities, Inc.02-01-2017
Katherine J. KiddPNC InvestmentsAXA Advisors, LLC01-26-2017
Ryan Alan ChurchfieldPNC InvestmentsCharles Schwab & Co., Inc.01-18-2017
Patrick Bradley BuggyPNC InvestmentsM&T Securities, Inc.12-16-2016
Zachary Stephen ReinhartPNC InvestmentsCitizens Securities, Inc.12-16-2016
Renee Marie AxtonPNC InvestmentsMetLife Securities Inc.$15012-13-2016
Next Page »

Showing 1 to 25 of 285 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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