Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael James KennedyPNC InvestmentsCitizens Securities, Inc.01-05-2009
Michael Eugene GreenPNC InvestmentsLincoln Financial Distributors, Inc.02-19-2009
Susan Jane MarshallPNC InvestmentsFSC Securities Corporation03-02-2009
Patrick Edward AaronPNC InvestmentsWells Fargo Clearing Services, LLC03-23-2009
Michael J MartinPNC InvestmentsFidelity Brokerage Services LLC$1004-02-2009
Darren E. MillerPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2009
Stephen S KrajnakPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2009
Walter Francis RizzoPNC InvestmentsLincoln Financial Distributors, Inc.05-26-2009
Matthew Joseph MoranPNC InvestmentsHornor, Townsend & Kent, LLC05-27-2009
Jonathan Joseph ZeminskiPNC InvestmentsSEI Investments Distribution Co.06-19-2009
Brian Scott AtkinsonPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated06-22-2009
Natalie Michelle SchmidPNC InvestmentsCitigroup Global Markets Inc.06-23-2009
David Alan SmithPNC InvestmentsAXA Advisors, LLC$5006-25-2009
Andrea D. MilanoPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2009
Karen Lee KursarPNC InvestmentsAmeriprise Financial Services, LLC07-27-2009
Andrew Jacob TysonPNC InvestmentsAmeriprise Financial Services, LLC08-03-2009
David Michael WardPNC InvestmentsTD Wealth Management Services Inc.08-10-2009
Frank Wesley Morgan IIIPNC InvestmentsPNC Investments09-14-2009
Mark Dennis ConnollyPNC InvestmentsUvest Financial Services Group, Inc.10-08-2009
David B. EvansPNC InvestmentsMetLife Securities Inc.11-23-2009
Mark Jonathan AmentPNC InvestmentsEdward Jones12-04-2009
Douglas Lee McIndoePNC InvestmentsPFS Investments Inc.12-21-2009
Paula BrownPNC InvestmentsM&T Securities, Inc.01-06-2010
Christopher GangePNC InvestmentsCetera Investment Services LLC01-06-2010
Robert Nicholas VolpePNC InvestmentsAmeriprise Financial Services, LLC01-13-2010
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Showing 1 to 25 of 346 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.