Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Scott FrederickPNC InvestmentsNatcity Investments, Inc.11-13-2009
Andrew Jacob TysonPNC InvestmentsAmeriprise Financial Services, Inc.08-03-2009
Andrew Joseph SekulskiPNC InvestmentsVALIC Financial Advisors, Inc.03-21-2016
Andrew Paul HerbertPNC InvestmentsPrincipal Securities, Inc.04-17-2018
Andrew Wheeler OmalleyPNC InvestmentsVanguard Marketing Corporation09-20-2013
Anthony F. QuinlanPNC InvestmentsVALIC Financial Advisors, Inc.07-14-2010
Anthony James CarusoPNC InvestmentsWesBanco Securities, Inc.02-01-2017
Brent Christopher SampeyPNC InvestmentsNorthwestern Mutual Investment Services, LLC05-11-2015
Brian Donald MerktPNC InvestmentsBNY Mellon Securities Corporation09-24-2012
Bryan Douglas BougherPNC InvestmentsBNY Mellon Securities Corporation05-16-2014
Chad R. LossiePNC InvestmentsAXA Advisors, LLC08-27-2013
Charles MolloyPNC InvestmentsTD Ameritrade, Inc.10-09-2018
Christie Ann McDonoughPNC InvestmentsNatcity Investments, Inc.11-13-2009
Daniel Joseph RoccoPNC InvestmentsNatcity Investments, Inc.11-13-2009
Daniel Paul OdonnellPNC InvestmentsAllstate Financial Services, LLC01-14-2010
Daniel William HoltzPNC InvestmentsWells Fargo Clearing Services, LLC02-20-2015
Darrin Vincent MesickPNC InvestmentsNatcity Investments, Inc.11-13-2009
David Michael WardPNC InvestmentsTD Wealth Management Services Inc.08-10-2009
David Ronald MasseyPNC InvestmentsWells Fargo Clearing Services, LLC03-26-2012
Douglas Leigh KraftPNC InvestmentsWells Fargo Clearing Services, LLC08-28-2013
Edwin Jose Torres Jr.PNC InvestmentsVALIC Financial Advisors, Inc.02-25-2016
Eric Paul RoesslerPNC InvestmentsLPL Financial LLC$5004-05-2010
Gary J. FrenchPNC InvestmentsMorgan Stanley11-21-2016
George Anthony FrancisPNC InvestmentsNatcity Investments, Inc.11-13-2009
Gerard Elijah Del Mundo Fernando JrPNC InvestmentsMorgan Stanley09-11-2017
Next Page »

Showing 1 to 25 of 81 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.