Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary S. ReinhartPNC InvestmentsCitizens Securities, Inc.12-16-2016
Zachary Charles EvockPNC InvestmentsMorgan Stanley11-13-2012
Winnie Jerome RajakumarPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$1012-02-2013
Winnie Jerome RajakumarPNC InvestmentsNorthwestern Mutual Investment Services, LLC04-22-2010
William Thomas Kaeli Jr.PNC InvestmentsOppenheimer & Co. Inc.06-02-2016
William Roy Cashman IIIPNC InvestmentsMorgan Stanley$5012-23-2010
William Roger SullivanPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2014
William Corbit SpruancePNC InvestmentsSanford C. Bernstein & Co., LLC04-01-2013
William Charles Laurence IIPNC InvestmentsHazard & Siegel, Inc.05-24-2016
William Bryan TurpinPNC InvestmentsVanguard Marketing Corporation08-09-2016
William Arthur GellmanPNC InvestmentsEdward Jones06-10-2016
Walter Francis RizzoPNC InvestmentsLincoln Financial Distributors, Inc.05-26-2009
Walter Charles CouryPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2013
Vincent John BonaPNC InvestmentsWells Fargo Clearing Services, LLC03-19-2015
Victor TranPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2017
Tuan Thanh LePNC InvestmentsCitizens Securities, Inc.02-15-2012
Timothy Sung-Jin KimPNC InvestmentsPruco Securities, LLC.09-14-2011
Timothy Nathaniel McMullenPNC InvestmentsMorgan Stanley10-17-2017
Timothy J. BriddesPNC InvestmentsMetLife Securities Inc.11-12-2012
Tik Ki TsangPNC InvestmentsMorgan Stanley07-12-2017
Thomas Scott TurnbullPNC InvestmentsAllegheny Investments, Ltd.01-10-2018
Thomas Michael DelaneyPNC InvestmentsMorgan Stanley$1002-28-2011
Thomas Joseph McAnenyPNC InvestmentsUSAA Investment Management Company02-28-2020
Thomas H. MillerPNC InvestmentsMML Investors Services, LLC06-03-2014
Thomas C. SloopPNC InvestmentsMML Investors Services, LLC05-31-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.