Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jose Mario Cruz Bunag IIPNC InvestmentsCapital One Investing, LLC04-13-2018
Benjamin Aneurin Huggin Jr.PNC InvestmentsPruco Securities, LLC.$10011-06-2017
Alaa Abduljaleel KhashanPNC InvestmentsCitizens Securities, Inc.11-08-2016
Byron Lamont BarnesPNC InvestmentsWells Fargo Clearing Services, LLC04-04-2016
Jonathan Ryan GermanoPNC InvestmentsWells Fargo Clearing Services, LLC08-13-2015
Valerie A, Frank-SolorzanoPNC InvestmentsNYLIFE Securities LLC05-21-2015
Pace Cottrell FrizzellPNC InvestmentsSunTrust Investment Services, Inc.02-23-2015
Coty Channing BackmonPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-27-2014
David Austin CostanzoPNC InvestmentsHSBC Securities (USA) Inc.09-16-2014
Ozra Beg QamariPNC InvestmentsWells Fargo Clearing Services, LLC12-17-2013
Troy Michael PerryPNC InvestmentsMML Investors Services, LLC11-25-2013
Peter Allen HalbrookPNC InvestmentsWells Fargo Clearing Services, LLC$108-13-2013
Craig Vincent MehallPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2013
Wesley Jarrett ClarkPNC InvestmentsFederated Global Investment Management Corp.07-18-2013
Michael E RutlerPNC InvestmentsMorgan Stanley06-18-2013
John Joseph ForbergerPNC InvestmentsMorgan Stanley07-05-2012
Leslie Alan NiblockPNC InvestmentsWells Fargo Clearing Services, LLC05-03-2012
Quentin Rivalier RoosPNC InvestmentsRaymond James Financial Services, Inc.03-01-2012
Jozsef Nandor Szadvari IIIPNC InvestmentsWells Fargo Clearing Services, LLC01-12-2012
Robert Dort BrillPNC InvestmentsOBS Brokerage Services, Inc.$2506-23-2011
Phillip Thomas CameronPNC InvestmentsWells Fargo Clearing Services, LLC03-29-2011
David Lamon WarnerPNC InvestmentsMorgan Stanley$103-10-2011
Randy Lee Saunders Jr.PNC InvestmentsBB&T Investment Services, Inc.07-15-2010
Sean Lee CablePNC InvestmentsUnited Brokerage Services, Inc10-13-2009
Grant Robert ZaunerPNC InvestmentsBanc of America Investment Services, Inc.06-02-2009
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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