Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rhonda Joy SchwartzPark Avenue Securities LLCAXA Advisors, LLC12-21-2018
Benjamin Timothy HussongPark Avenue Securities LLCAXA Advisors, LLC12-12-2017
Peter Charles BisulcaPark Avenue Securities LLCAXA Advisors, LLC08-08-2017
David Gregory StittPark Avenue Securities LLCAXA Advisors, LLC08-01-2017
Eduardo Youssef AnguizolaPark Avenue Securities LLCAXA Advisors, LLC07-07-2017
Gregory John FoleyPark Avenue Securities LLCAXA Advisors, LLC03-23-2017
Spencer Allison FugitaPark Avenue Securities LLCAXA Advisors, LLC01-20-2017
Danny M. RechtPark Avenue Securities LLCAXA Advisors, LLC$1005-02-2016
Stephen Paul KellyPark Avenue Securities LLCAXA Advisors, LLC04-27-2016
Alec Rober Colin WilliamsPark Avenue Securities LLCAXA Advisors, LLC04-22-2016
Deborah Ann CrawfordPark Avenue Securities LLCAXA Advisors, LLC04-01-2016
Michael James BlackwellPark Avenue Securities LLCAXA Advisors, LLC02-22-2016
Sarah Kimberly WelchPark Avenue Securities LLCAXA Advisors, LLC01-15-2016
John Daniel RichardsonPark Avenue Securities LLCAXA Advisors, LLC11-04-2015
Ashkan M. GhahremaniPark Avenue Securities LLCAXA Advisors, LLC03-02-2015
Allison Kimberley BattinoPark Avenue Securities LLCAXA Advisors, LLC02-24-2015
Rocky Douglas MartiniPark Avenue Securities LLCAXA Advisors, LLC07-23-2014
Craig Stewart LoschPark Avenue Securities LLCAXA Advisors, LLC06-17-2014
Jonathan T. KirbyPark Avenue Securities LLCAXA Advisors, LLC06-18-2013
Christopher Kemp ThrowerPark Avenue Securities LLCAXA Advisors, LLC02-12-2013
Jason P. WatsonPark Avenue Securities LLCAXA Advisors, LLC01-24-2013
Justin Pittman HolleyPark Avenue Securities LLCAXA Advisors, LLC01-18-2013
James Allen CoxPark Avenue Securities LLCAXA Advisors, LLC01-24-2012
Michael David SchwartzPark Avenue Securities LLCAXA Advisors, LLC06-24-2011
Anil Mathurbhai BhaktaPark Avenue Securities LLCAXA Advisors, LLC07-29-2010
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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