Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam B GordonPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC04-01-2020
Ahmmad AttiehPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC09-07-2017
Anant S. MehtaPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC06-12-2013
Armando Alberto OcandoPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC08-14-2015
Brodie Garrett LeapPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC02-23-2015
Cameron Michael ShankPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC12-03-2015
Charles Scott Howard Jr.Park Avenue Securities LLCNorthwestern Mutual Investment Services, LLC08-27-2013
Chihyu Jerry HsuPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC02-06-2018
Christine R. BoylanPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC10-21-2014
Christopher Bradley LeivermannPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC01-29-2014
Christopher Tardo LongPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$1008-22-2012
Christopher Todd LincolnPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC03-08-2016
Claudia AvalosPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC07-22-2015
Colin Leander BranchPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC07-19-2013
Daniel James LesliePark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$5010-04-2018
Daniel R. MullaneyPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC09-23-2015
Daphne Marie StroudPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$2502-04-2020
David Jonathan RathPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC02-13-2018
David V DauriaPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$15009-10-2018
Dennis Kevin KingsleyPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC11-11-2013
Dominik YatesPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC01-16-2020
Douglas D. StockmanPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC02-06-2015
Eric Wallis FentonPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC01-30-2019
Ernest Allen DraperPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC02-28-2013
George S. WilliamsPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$108-08-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.