Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daphne Marie StroudPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$2502-04-2020
Thanh TranPark Avenue Securities LLCAST Investment Services, Inc.04-09-2019
Patrick M. HowellPark Avenue Securities LLCMML Investors Services, LLC03-27-2019
Matthew David Obrien JrPark Avenue Securities LLCEdward Jones12-12-2018
Marcus Daniel DevitoPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC12-05-2018
Christopher David CarranoPark Avenue Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2018
Matthew Raymond MarinoPark Avenue Securities LLCPruco Securities, LLC.04-19-2018
Andrew Scott CorpuelPark Avenue Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2017
Francis Vincent RizzoPark Avenue Securities LLCNYLIFE Securities LLC$2510-05-2016
Josh C. BlauPark Avenue Securities LLCPrincipal Securities, Inc.09-16-2016
Steven H DegraffPark Avenue Securities LLCMetLife Securities Inc.04-29-2016
Sarah Kimberly WelchPark Avenue Securities LLCAXA Advisors, LLC01-15-2016
Charles Edward Bedell Jr.Park Avenue Securities LLCMML Investors Services, LLC$106-08-2015
Timothy Daniel StevensonPark Avenue Securities LLCGirard Securities, Inc.04-29-2015
Todd Andrew HammerPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC03-16-2015
Henry Isaac MondscheinPark Avenue Securities LLCMML Investors Services, LLC01-20-2015
Richard EspositoPark Avenue Securities LLCDavid Lerner Associates, Inc.01-13-2015
Raymond Hugh BovichPark Avenue Securities LLCWells Fargo Clearing Services, LLC10-23-2014
Justin RaboinPark Avenue Securities LLCAXA Advisors, LLC09-15-2014
William Howard Leete Jr.Park Avenue Securities LLCLPL Financial LLC09-12-2014
Jared WeberPark Avenue Securities LLCOneAmerica Securities, Inc.06-20-2014
Johnny W. WrightPark Avenue Securities LLCMetLife Securities Inc.$1006-20-2014
John S MirabitoPark Avenue Securities LLCWaddell & Reed02-21-2014
Arif M. BoysanPark Avenue Securities LLCMetLife Securities Inc.02-10-2014
Andrew CwiklaPark Avenue Securities LLCSignator Investors, Inc.12-09-2013
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.