Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Thomas SeppParkland Securities, LLCLPL Financial LLC05-04-2016
Kevin John ShanksParkland Securities, LLCCUNA Brokerage Services, Inc.06-13-2016
Bryan Erik KnopParkland Securities, LLCThrivent Investment Management Inc.04-21-2017
Kenneth Eugene MayParkland Securities, LLCLincoln Investment07-20-2017
Kenneth Marshall Stire JrParkland Securities, LLCMid Atlantic Capital Corporation11-01-2017
Hong DengParkland Securities, LLCCambridge Investment Research, Inc.01-02-2018
Ching P WangParkland Securities, LLCEquitable Advisors, LLC03-01-2018
Mitchell Gerard LangtonParkland Securities, LLCForesters Equity Services, Inc.10-05-2018
Anthony Dean BagneschiParkland Securities, LLCPlanMember Securities Corporation12-03-2018
Laurie Pamela PiperParkland Securities, LLCQuestar Capital Corporation$2501-14-2019
Troy Andrew SpoonerParkland Securities, LLCQuestar Capital Corporation$2501-14-2019
Jared I GussinParkland Securities, LLCFSC Securities Corporation05-08-2019
Robert Terence HaranParkland Securities, LLCCambridge Investment Research, Inc.$5009-19-2019
Gregory Brannen HagarParkland Securities, LLCRoyal Alliance Associates, Inc.10-11-2019
Ernest James RoweParkland Securities, LLCSecurities America, Inc.09-01-2020

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.