Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Henry Sandmann IiPersonal Capital Advisors CorporationCapFinancial Securities, LLC.08-20-2020
Michael David ReedPersonal Capital Advisors CorporationMainstay Capital Management, LLC08-20-2020
John Henry Sandmann IIPersonal Capital Advisors CorporationCapFinancial Securities, LLC.08-20-2020
Michael David ReedPersonal Capital Advisors CorporationMainstay Capital Management, LLC08-20-2020
John Henry Sandmann IIPersonal Capital Advisors CorporationCapFinancial Securities, LLC.08-20-2020
Michael David ReedPersonal Capital Advisors CorporationMainstay Capital Management, LLC08-20-2020
Phebe Esongba EtchuPersonal Capital Advisors CorporationSchwab Private Client Investment Advisory, Inc.08-20-2020
Zackery HenryPersonal Capital Advisors CorporationNorthwestern Mutual Investment Services, LLC08-18-2020
Zackery HenryPersonal Capital Advisors CorporationNorthwestern Mutual Investment Services, LLC08-18-2020
Robert Wilson VollenweiderPersonal Capital Advisors CorporationTD Ameritrade, Inc.07-23-2020
Michael Anthony MancivalanoPersonal Capital Advisors CorporationJ.P. Morgan Securities LLC02-25-2020
Keith James BrantPersonal Capital Advisors CorporationUSAA Investment Management Company01-14-2020
Timothy M. SafiehPersonal Capital Advisors CorporationE*TRADE Securities LLC01-08-2020
Steven G. HartPersonal Capital Advisors CorporationCharles Schwab & Co., Inc.12-23-2019
Matthew R BuenafePersonal Capital Advisors CorporationEdward Jones12-09-2019
Brandon Mitchell WyandPersonal Capital Advisors CorporationVanguard Marketing Corporation11-18-2019
Brendan B. ArchibaldPersonal Capital Advisors CorporationE*TRADE Securities LLC10-22-2019
Timothy James HoffmanPersonal Capital Advisors CorporationFisher Investments10-21-2019
Rachel Marie BuffaloPersonal Capital Advisors CorporationMorgan Stanley09-18-2019
Andrew Philip MatzkePersonal Capital Advisors CorporationNYLIFE Securities LLC08-15-2019
Michael Richard MravetzPersonal Capital Advisors CorporationUSAA Investment Management Company05-06-2019
Andrew Robert PerryPersonal Capital Advisors CorporationLPL Financial LLC03-20-2019
Max Mitchell BrouardPersonal Capital Advisors CorporationJ.P. Morgan Securities LLC03-19-2019
Blake Austin KahnPersonal Capital Advisors CorporationNorthwestern Mutual Investment Services, LLC03-15-2019
Erin Danielle NeecePersonal Capital Advisors CorporationCetera Advisor Networks LLC12-05-2018
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Showing 1 to 25 of 118 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.