Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pablo Guerrero FittingPersonal Capital Advisors CorporationFisher Investments09-23-2011
Michelle Erin BrownsteinPersonal Capital Advisors CorporationFisher Investments01-03-2012
Joshua Steven FishmanPersonal Capital Advisors CorporationFisher Investments11-21-2012
Cameron Zachary OttPersonal Capital Advisors CorporationFisher Investments02-25-2013
Andrew C ThompsonPersonal Capital Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2013
Garrett GunbergPersonal Capital Advisors CorporationWells Fargo Clearing Services, LLC$1009-25-2013
Stephen William NykampPersonal Capital Advisors CorporationTMFS-San Francisco-Oakland, LLC10-17-2013
Paul Albert DeerPersonal Capital Advisors CorporationScottrade, Inc.10-31-2013
Greg Phillip LawrencePersonal Capital Advisors CorporationNestwise LLC11-25-2013
Scott Michael WalkerPersonal Capital Advisors CorporationKey Investment Services LLC01-15-2014
Mark Anthony SimmonsPersonal Capital Advisors CorporationNYLIFE Securities LLC$10001-16-2014
Tyler Andrew MorrisPersonal Capital Advisors CorporationCambridge Investment Research, Inc.02-25-2014
Jesse Mcminn PiburnPersonal Capital Advisors CorporationEquitable Advisors, LLC03-04-2014
Shannon LynchPersonal Capital Advisors CorporationUBS Financial Services Inc.05-08-2014
Gregory Daniel DepalmaPersonal Capital Advisors CorporationScottrade, Inc.06-03-2014
Christopher Michael CarucciPersonal Capital Advisors CorporationScottrade, Inc.06-19-2014
Edward John Gueits IIPersonal Capital Advisors CorporationEdward Jones08-15-2014
Jonathan LorePersonal Capital Advisors CorporationUBS Financial Services Inc.11-05-2014
Ryan William EmersonPersonal Capital Advisors CorporationBurrus12-03-2014
Charles Eluterio VigilPersonal Capital Advisors CorporationScottrade, Inc.12-16-2014
Keith Douglas JonesPersonal Capital Advisors CorporationTransamerica Financial Advisors, Inc05-18-2015
Ryan Joseph HeffernanPersonal Capital Advisors CorporationNorthwestern Mutual Investment Services, LLC07-08-2015
Ryan Jonathon BluskePersonal Capital Advisors CorporationJ.P. Morgan Securities LLC07-16-2015
David Michael GoodmanPersonal Capital Advisors CorporationThe Leaders Group, Inc.11-23-2015
Brian Michael YannacconePersonal Capital Advisors CorporationEdward Jones01-19-2016
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Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.