Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jesse Mcminn PiburnPersonal Capital Advisors CorporationAXA Advisors, LLC03-04-2014
Josephine R LehoPersonal Capital Advisors CorporationBB&T Investment Services, Inc.10-19-2016
Tyler Andrew MorrisPersonal Capital Advisors CorporationCambridge Investment Research, Inc.02-25-2014
Deming Anthony PaynePersonal Capital Advisors CorporationCharles Schwab & Co., Inc.12-01-2017
Edward John Gueits IIPersonal Capital Advisors CorporationEdward Jones08-15-2014
Michael Robert HunterPersonal Capital Advisors CorporationEdward Jones02-25-2014
John Anderson CrouterPersonal Capital Advisors CorporationFidelity Brokerage Services LLC06-26-2017
Danielle Felice BorossPersonal Capital Advisors CorporationFisher Investments04-26-2017
Beau Michael SimonPersonal Capital Advisors CorporationGerber Kawasaki Wealth & Investment Management01-24-2018
Kevin George MannPersonal Capital Advisors CorporationGWFS Equities, Inc.03-14-2018
Ryan Jonathon BluskePersonal Capital Advisors CorporationJ.P. Morgan Securities LLC07-16-2015
Matthew H VibertPersonal Capital Advisors CorporationJanus Distributors LLC01-09-2018
Scott Michael WalkerPersonal Capital Advisors CorporationKey Investment Services LLC01-15-2014
Stefan JacksonPersonal Capital Advisors CorporationLincoln Financial Advisors Corporation06-23-2017
Paul K. LaytonPersonal Capital Advisors CorporationMercer Allied Company, L.P.10-13-2016
Justin R. BankPersonal Capital Advisors CorporationMorgan Stanley05-12-2017
Ian James WymorePersonal Capital Advisors CorporationMorgan Stanley01-26-2016
Greg Phillip LawrencePersonal Capital Advisors CorporationNestwise LLC11-25-2013
Brian Richard KernsPersonal Capital Advisors CorporationNexPoint Securities, Inc.10-05-2017
Mark Anthony SimmonsPersonal Capital Advisors CorporationNYLIFE Securities LLC01-16-2014
Jonathan Jay LesterPersonal Capital Advisors CorporationOppenheimerFunds Distributor, Inc.11-30-2017
Scott Thomas SchleicherPersonal Capital Advisors CorporationOsborne Partners04-08-2016
Todd H. BurnafordPersonal Capital Advisors CorporationPrudential Investment Management Services LLC05-11-2017
Charles Eluterio VigilPersonal Capital Advisors CorporationScottrade, Inc.12-16-2014
Christopher Michael CarucciPersonal Capital Advisors CorporationScottrade, Inc.06-19-2014
Next Page »

Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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