Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry Alan ConnerPrime Capital Investment Advisors, LLCFinancial Engines Advisors L.L.C.06-10-2019
Stephen Joseph CicaliPrime Capital Investment Advisors, LLCFinancial Engines Advisors L.L.C.04-30-2019
Robert Arthur MassaPrime Capital Investment Advisors, LLCAscende Wealth Advisers, Inc.12-21-2017
Richard A. RobinsonPrime Capital Investment Advisors, LLCWells Fargo Clearing Services, LLC11-15-2018
Rich Randal EagarPrime Capital Investment Advisors, LLCASCENDE WEALTH ADVISERS, INC.12-20-2017
Matthew PetersonPrime Capital Investment Advisors, LLCCitigroup Global Markets Inc.04-15-2020
Luke Michael JohnsonPrime Capital Investment Advisors, LLCCoastal Equities, Inc.01-29-2020
Joshua Boyd NullPrime Capital Investment Advisors, LLCProEquities, Inc.10-09-2019
Jeffrey Howard DorfmanPrime Capital Investment Advisors, LLCASCENDE WEALTH ADVISERS, INC.12-18-2017
Geoffrey Allen MettlerPrime Capital Investment Advisors, LLCCambridge Investment Research, Inc.$5004-05-2018
Eric Maxwell ShoenfeldPrime Capital Investment Advisors, LLCFinancial Engines Advisors L.L.C.04-30-2019
Donald Lloyd Williams Jr.Prime Capital Investment Advisors, LLCFinancial Engines Advisors L.L.C.04-30-2019
David Ricky ColglazierPrime Capital Investment Advisors, LLCCFD Investments, Inc.09-07-2019
Christian K ConnerPrime Capital Investment Advisors, LLCFinancial Engines Advisors L.L.C.06-10-2019
Benjamin Tyler WestPrime Capital Investment Advisors, LLCFinancial Engines Advisors L.L.C.04-30-2019
Andrew William BeilPrime Capital Investment Advisors, LLCAmerican Century Investment Services Inc.02-18-2020
Andrew MerchantPrime Capital Investment Advisors, LLCVisionPoint Advisory Group03-21-2020

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.