Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew P SurberPrime Capital Investment Advisors, LLCLawing Financial Inc08-01-2017
Benjamin Tyler WestPrime Capital Investment Advisors, LLCFinancial Engines Advisors L.L.C.04-30-2019
Brad David HoldhusenPrime Capital Investment Advisors, LLCCambridge Investment Research, Inc.07-20-2017
Christian K ConnerPrime Capital Investment Advisors, LLCFinancial Engines Advisors L.L.C.06-10-2019
Christopher Edward OsmondPrime Capital Investment Advisors, LLCLawing Financial Inc07-20-2017
Christopher T. RoperPrime Capital Investment Advisors, LLCLawing Financial Inc07-20-2017
Craig P. ScherzerPrime Capital Investment Advisors, LLCCambridge Investment Research, Inc.07-20-2017
Darin W. HendersonPrime Capital Investment Advisors, LLCLawing Financial Inc07-20-2017
David G. MillerPrime Capital Investment Advisors, LLCCambridge Investment Research, Inc.07-20-2017
David Wayne PickettPrime Capital Investment Advisors, LLCCambridge Investment Research, Inc.07-20-2017
Dawn Elizabeth Kiesow PottsPrime Capital Investment Advisors, LLCCambridge Investment Research, Inc.07-20-2017
Derek Jay MitchellPrime Capital Investment Advisors, LLCLawing Financial Inc07-20-2017
Gary Wayne WalkerPrime Capital Investment Advisors, LLCCambridge Investment Research, Inc.08-01-2017
Jasen Ronald MangrumPrime Capital Investment Advisors, LLCLawing Financial Inc07-20-2017
Jeffrey A. LahrPrime Capital Investment Advisors, LLCCambridge Investment Research, Inc.07-20-2017
Joe Don HildebrandPrime Capital Investment Advisors, LLCCambridge Investment Research, Inc.07-20-2017
Joseph E. ZdebPrime Capital Investment Advisors, LLCCambridge Investment Research, Inc.07-20-2017
Keller Andrew JohnsonPrime Capital Investment Advisors, LLCCambridge Investment Research, Inc.07-20-2017
Mark Allen GashPrime Capital Investment Advisors, LLCLawing Financial Inc08-01-2017
Mark E. KippPrime Capital Investment Advisors, LLCLawing Financial Inc08-01-2017
Mark Thomas HoganPrime Capital Investment Advisors, LLCCambridge Investment Research, Inc.08-03-2017
Micah Daniel SchmidtPrime Capital Investment Advisors, LLCCambridge Investment Research, Inc.09-01-2017
Michael Allen Smoots Jr.Prime Capital Investment Advisors, LLCLawing Financial Inc07-20-2017
Michael David MickelsonPrime Capital Investment Advisors, LLCCambridge Investment Research, Inc.07-20-2017
Michael T. StolbergPrime Capital Investment Advisors, LLCCambridge Investment Research, Inc.07-20-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.