Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rajkumar N. MotwaniPrincipal Securities, Inc.Morgan Stanley03-27-2020
Nicolas SweetnamPrincipal Securities, Inc.Edward Jones03-13-2020
Nyisha Patrice BellPrincipal Securities, Inc.Edward Jones02-27-2020
Grace Maria WagstaffPrincipal Securities, Inc.Edward Jones01-16-2020
Christopher Thomas HanfordPrincipal Securities, Inc.Fortune Financial Services, Inc.01-02-2020
Matthew Arron MadzoeffPrincipal Securities, Inc.Royal Alliance Associates, Inc.12-03-2019
Robert A. Jenkins IIIPrincipal Securities, Inc.SagePoint Financial, Inc.10-15-2019
Kristin Ashley O'NealPrincipal Securities, Inc.MML Investors Services, LLC07-24-2019
Annette Denise AllenPrincipal Securities, Inc.Pruco Securities, LLC.07-16-2019
Thomas McDonaldPrincipal Securities, Inc.Farmers Financial Solutions, LLC07-01-2019
Joaquin Steve SerranoPrincipal Securities, Inc.PROGRESS WEALTH ADVISORS06-03-2019
Sharon Kaye JansmaPrincipal Securities, Inc.Farmers Financial Solutions, LLC05-02-2019
Michael P BarackmanPrincipal Securities, Inc.Securian Financial Services, Inc.01-16-2019
Luz Angelica BarreraPrincipal Securities, Inc.Pruco Securities, LLC.11-30-2018
Ryan J. Del CarloPrincipal Securities, Inc.J.P. Morgan Securities LLC11-29-2018
Douglas Krug McDanielPrincipal Securities, Inc.NYLIFE Securities LLC11-16-2018
Darian E. HoglePrincipal Securities, Inc.Transamerica Financial Advisors, Inc09-28-2018
Jamie C. DavisPrincipal Securities, Inc.LPL Financial LLC$10009-04-2018
Brandon David UttichPrincipal Securities, Inc.Mutual of Omaha Investor Services, Inc.08-31-2018
Michael A. MarinbakhPrincipal Securities, Inc.Mutual of Omaha Investor Services, Inc.06-27-2018
Felipe A. ArballoPrincipal Securities, Inc.MML Investors Services, LLC06-01-2018
Amit Ravin PatelPrincipal Securities, Inc.Morgan Stanley05-01-2018
Paul Evan Kranich IVPrincipal Securities, Inc.Strategic Advisers LLC02-20-2018
Uri Daniel TrippPrincipal Securities, Inc.UnionBanc Investment Services, LLC01-03-2018
Michael Joseph VillanuevaPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-03-2017
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Showing 1 to 25 of 104 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.