Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald D BuckholtzPrincipal Securities, Inc.Pruco Securities, LLC.05-06-2020
Jonathan Edward GrabePrincipal Securities, Inc.Lincoln Financial Securities Corporation$3510-14-2019
David Craig SchiavoPrincipal Securities, Inc.Summit Brokerage Services, Inc.06-12-2019
Javid Reza MortazaviPrincipal Securities, Inc.MML Investors Services, LLC$10006-03-2019
Charles Todd GreenblottPrincipal Securities, Inc.Pruco Securities, LLC.$15002-19-2019
Shannon Colleen Pisani GreenblottPrincipal Securities, Inc.Pruco Securities, LLC.02-19-2019
Chad Andrew BunnellPrincipal Securities, Inc.LPL Financial LLC12-03-2018
Lori Suzanne NadglowskiPrincipal Securities, Inc.Independent Financial Partners$1,00011-30-2018
Pedro Luis TorresPrincipal Securities, Inc.Capital Asset Advisory Services, LLC06-21-2018
William Joseph Cooper Jr.Principal Securities, Inc.Morgan Stanley$2506-19-2018
Harold Green McIntosh Jr.Principal Securities, Inc.Park Avenue Securities LLC02-20-2018
Stephen Martin Foley Sr.Principal Securities, Inc.MML Investors Services, LLC02-12-2018
James Richard KistPrincipal Securities, Inc.MML Investors Services, LLC$102-21-2017
Todd Richard AbramsPrincipal Securities, Inc.MetLife Securities Inc.12-19-2016
Jefferson DradaPrincipal Securities, Inc.J.P. Morgan Securities LLC12-16-2016
Raeshon MansoorPrincipal Securities, Inc.Edward Jones12-15-2016
Michael E. ShaverPrincipal Securities, Inc.Oppenheimer & Co. Inc.12-07-2016
Frederick Andrew Vimond Sr.Principal Securities, Inc.Voya Financial Advisors, Inc.10-13-2016
Belkys MejiaPrincipal Securities, Inc.Principal Securities, Inc.09-20-2016
Glenn Alan FoersterPrincipal Securities, Inc.Lawson Financial Corporation09-19-2016
Amanda Noel AlmoradoPrincipal Securities, Inc.First Command Financial Planning, Inc.08-17-2016
Keith Jerome WeaverPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2016
James Ralph Pappas IIIPrincipal Securities, Inc.MetLife Securities Inc.08-02-2016
John Anthony LombardoPrincipal Securities, Inc.Foresters Equity Services, Inc.03-10-2016
Elena PieterszPrincipal Securities, Inc.MetLife Securities Inc.01-14-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.