Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Mark CassellPrincipal Securities, Inc.Allstate Financial Services, LLC09-27-2012
Page Grant PittmanPrincipal Securities, Inc.Ameriprise Financial Services, LLC11-26-2013
Pedro Luis TorresPrincipal Securities, Inc.Capital Asset Advisory Services, LLC06-21-2018
Anzhela Aleksandrovna BerezovskayaPrincipal Securities, Inc.Farmers Financial Solutions, LLC12-02-2015
Sanne JensenPrincipal Securities, Inc.Foresters Financial Services, Inc.06-12-2019
Arnold Raymond EichhofPrincipal Securities, Inc.H. Beck, Inc.03-01-2019
Lori Suzanne NadglowskiPrincipal Securities, Inc.Independent Financial Partners$1,00011-30-2018
Russell Wallace Crooks JrPrincipal Securities, Inc.INVEST Financial Corporation12-01-2011
Joseph Carlin FernandezPrincipal Securities, Inc.JOE Fernandez, CFP(R)04-29-2009
Jonathan Edward GrabePrincipal Securities, Inc.Lincoln Financial Securities Corporation$3510-14-2019
Chad Andrew BunnellPrincipal Securities, Inc.LPL Financial LLC12-03-2018
Bernadina Vankempen WilliamsPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2013
James Ralph Pappas IIIPrincipal Securities, Inc.MetLife Securities Inc.$5008-02-2016
Victor S YedidPrincipal Securities, Inc.MetLife Securities Inc.03-26-2009
James Richard KistPrincipal Securities, Inc.MML Investors Services, LLC02-21-2017
Eric Brian TruvillionPrincipal Securities, Inc.New England Securities$4707-23-2014
Alonzo Felton Barnes JrPrincipal Securities, Inc.New England Securities05-27-2014
Keith Anthony GroesbeckPrincipal Securities, Inc.New England Securities02-20-2014
Sagen Richard AugustinPrincipal Securities, Inc.New England Securities02-19-2014
William Joel Patrick MannixPrincipal Securities, Inc.New England Securities02-18-2014
Karl Tariq LunneyPrincipal Securities, Inc.New England Securities02-18-2014
Robert Brian FabrizioPrincipal Securities, Inc.New England Securities02-18-2014
Barbara Brown BowmanPrincipal Securities, Inc.New England Securities08-01-2013
Kenneth Robert NadeauPrincipal Securities, Inc.New England Securities06-28-2013
William Mac CongelioPrincipal Securities, Inc.New England Securities06-18-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.