Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dwight Melbourne NicholasPrincipal Securities, Inc.Voya Financial Advisors, Inc.12-19-2013
Bernadina Vankempen WilliamsPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2013
Page Grant PittmanPrincipal Securities, Inc.Ameriprise Financial Services, LLC11-26-2013
Barbara Brown BowmanPrincipal Securities, Inc.New England Securities08-01-2013
Kenneth Robert NadeauPrincipal Securities, Inc.New England Securities06-28-2013
William Mac CongelioPrincipal Securities, Inc.New England Securities06-18-2013
Linda Mae MoorePrincipal Securities, Inc.New England Securities12-11-2012
Brian Mark CassellPrincipal Securities, Inc.Allstate Financial Services, LLC09-27-2012
Russell Wallace Crooks JrPrincipal Securities, Inc.INVEST Financial Corporation12-01-2011
Bruce Allen DavisPrincipal Securities, Inc.Securities Management & Research, Inc.07-11-2011
Martha Jane BonePrincipal Securities, Inc.Park Avenue Securities LLC05-10-2010
Thomas Jefferson Pearson JrPrincipal Securities, Inc.New England Securities$1004-06-2010
Joseph Carlin FernandezPrincipal Securities, Inc.JOE Fernandez, CFP(R)04-29-2009
Victor S YedidPrincipal Securities, Inc.MetLife Securities Inc.03-26-2009
« Previous Page

Showing 26 to 39 of 39 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.