Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zane Montgomery AlgreenPrincipal Securities, Inc.Royal Alliance Associates, Inc.04-16-2019
Eric Michael DietzenbachPrincipal Securities, Inc.Royal Alliance Associates, Inc.03-18-2019
Brian Franklin MillerPrincipal Securities, Inc.Signator Investors, Inc.$24311-01-2018
Kevin Michael LinnPrincipal Securities, Inc.MWA Financial Services Inc.09-26-2018
Eric Edward HowardPrincipal Securities, Inc.MWA Financial Services Inc.06-19-2018
Justin Carr EvansPrincipal Securities, Inc.Transamerica Investors Securities Corporation04-20-2018
Mark Owen WorthPrincipal Securities, Inc.Voya Financial Advisors, Inc.10-19-2017
Michael Vernon BenninghovenPrincipal Securities, Inc.MML Investors Services, LLC$1009-18-2017
Joshua James HerbstPrincipal Securities, Inc.MML Investors Services, LLC08-22-2017
Verlaine MacclementsPrincipal Securities, Inc.Intrust Fiduciary Group08-08-2017
Daniel Lee WoessnerPrincipal Securities, Inc.State Farm VP Management Corp.08-30-2016
Erin M FreundPrincipal Securities, Inc.Wells Fargo Clearing Services, LLC08-30-2016
Skyler Leigh RoordaPrincipal Securities, Inc.Ameritas Investment Corp.05-16-2016
Dorothy M. T. WelschPrincipal Securities, Inc.ProEquities, Inc.05-10-2016
Andrew James MurdochPrincipal Securities, Inc.Transamerica Financial Advisors, Inc04-13-2016
Tyler Charles PhelpsPrincipal Securities, Inc.Ameritas Investment Corp.12-01-2015
Steven Dwayne CulpPrincipal Securities, Inc.SII Investments, Inc.12-01-2014
Michael Jon HarkenPrincipal Securities, Inc.FBL Marketing Services, LLC$10006-02-2014
Sara Ann BergkampPrincipal Securities, Inc.Principal Funds Distributor, Inc.11-26-2013
Ann Louise HudsonPrincipal Securities, Inc.Brokers International Financial Services, LLC.10-08-2013
Michael James HillbloomPrincipal Securities, Inc.Investment Centers of America, Inc.09-03-2013
James Bruce HenryPrincipal Securities, Inc.Ameritas Investment Corp.04-09-2013
Matt Henry ReekersPrincipal Securities, Inc.Principal Funds Distributor, Inc.01-18-2013
Richard James SchmitPrincipal Securities, Inc.Birchtree Financial Services LLC02-09-2012
Mark Andrew GelbmanPrincipal Securities, Inc.LPL Financial LLC10-03-2011
Next Page »

Showing 1 to 25 of 34 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.