Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon William MunroPrincipal Securities, Inc.Allstate Financial Services, LLC01-04-2016
Sara Dawn StilesPrincipal Securities, Inc.American Century Investment Services Inc.07-13-2016
James Nicklaus EschenheimerPrincipal Securities, Inc.BOK Financial Securities, Inc.$10008-29-2016
Matthew MacielPrincipal Securities, Inc.Country Capital Management Company12-01-2015
Leland Scott BurkhartPrincipal Securities, Inc.Edward Jones06-05-2014
Christopher Edward MaglichPrincipal Securities, Inc.Farmers Financial Solutions, LLC01-30-2014
Janis Ruth DickeyPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2009
Brandon Matthew SteedPrincipal Securities, Inc.MetLife Securities Inc.$10001-15-2015
Teal Anderson WilliamsPrincipal Securities, Inc.MML Investors Services, LLC$10003-01-2011
Joseph Roy MachtPrincipal Securities, Inc.Northwestern Mutual Investment Services, LLC06-15-2017
Bryan Scott NewtonPrincipal Securities, Inc.Northwestern Mutual Investment Services, LLC05-20-2015
Christopher Aaron JordanPrincipal Securities, Inc.Northwestern Mutual Investment Services, LLC04-28-2014
Robert Grant HendricksonPrincipal Securities, Inc.NYLIFE Securities LLC05-28-2014
Joy WilnerPrincipal Securities, Inc.Pruco Securities, LLC.$50006-01-2018
Kolton Robert KnoxPrincipal Securities, Inc.Scottrade, Inc.05-30-2018
Jeffrey Evan NordtPrincipal Securities, Inc.The O.N. Equity Sales Company02-15-2017
Donna Lynn TildenPrincipal Securities, Inc.Waddell & Reed08-31-2015

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.