Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack Deron LovePrincipal Securities, Inc.Mutual of Omaha Investor Services, Inc.06-03-2019
David Robert JohnsonPrincipal Securities, Inc.Wealth Management LLC09-28-2018
Joseph Kirk RobertsPrincipal Securities, Inc.Ameritas Investment Corp.07-02-2018
Leaann Michalle MoorePrincipal Securities, Inc.Ameritas Investment Corp.07-02-2018
Randall H TrostPrincipal Securities, Inc.Ameritas Investment Corp.$50005-21-2018
Chet Richard BennettsPrincipal Securities, Inc.Ameritas Investment Corp.05-16-2018
Damara Leigh WoitalewiczPrincipal Securities, Inc.FBL Marketing Services, LLC05-31-2017
Amy Ruth BishopPrincipal Securities, Inc.Thrivent Investment Management Inc.11-14-2016
John Patrick BurkePrincipal Securities, Inc.Geneos Wealth Management, Inc.$10003-29-2016
John A. BalsterPrincipal Securities, Inc.Lincoln Financial Advisors Corporation09-04-2015
Brian Robert PharesPrincipal Securities, Inc.The O.N. Equity Sales Company$10005-18-2015
Robert Allan PharesPrincipal Securities, Inc.The O.N. Equity Sales Company05-18-2015
Fritz Clinton AndersonPrincipal Securities, Inc.Ameriprise Financial Services, Inc.$25012-16-2014
Michael Dennis SchusterPrincipal Securities, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15010-07-2013
Andrea Michelle BoozePrincipal Securities, Inc.Honkamp Krueger Financial Services Inc07-31-2013
Timothy Joseph FlottPrincipal Securities, Inc.New England Securities01-17-2013
Mindy Suzanne HelfrichPrincipal Securities, Inc.Ameritas Investment Corp.04-27-2011
Grant Wade EricksenPrincipal Securities, Inc.Waddell & Reed01-14-2011
Michael Wayne StruebingPrincipal Securities, Inc.Securian Financial Services, Inc.$50001-04-2011
Richard S. McDonaldPrincipal Securities, Inc.Jolliffe Capital, Inc.07-22-2010

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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