Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason David CovertPrincipal Securities, Inc.J.P. Morgan Securities LLC01-14-2020
David Eugene SchwartzPrincipal Securities, Inc.NYLIFE Securities LLC07-08-2019
Michael Allen LandisPrincipal Securities, Inc.Waddell & Reed02-20-2019
Budd L. CollingsPrincipal Securities, Inc.Cetera Advisor Networks LLC07-06-2017
Aaron David O'NealPrincipal Securities, Inc.U.S. Bancorp Investments, Inc.02-10-2017
Amanda Alise SchmidtPrincipal Securities, Inc.Edward Jones06-15-2015
Curt William TaylorPrincipal Securities, Inc.AXA Advisors, LLC02-27-2015
Christine Suizzo AronsonPrincipal Securities, Inc.AXA Advisors, LLC$102-16-2015
Michael Dennis HergertPrincipal Securities, Inc.MetLife Securities Inc.02-03-2015
Glenn Robert SmithPrincipal Securities, Inc.MetLife Securities Inc.01-09-2015
Scott Michael SmithPrincipal Securities, Inc.MetLife Securities Inc.11-21-2014
Kirby ChienPrincipal Securities, Inc.AXA Advisors, LLC10-14-2014
Craig Allen KnipePrincipal Securities, Inc.AXA Advisors, LLC07-21-2014
John B. KaiserPrincipal Securities, Inc.MML Investors Services, LLC06-02-2014
Nana Goto BellerudPrincipal Securities, Inc.MML Investors Services, LLC04-29-2014
Kevin James HoarPrincipal Securities, Inc.Waddell & Reed01-28-2014
David Ernest DurantPrincipal Securities, Inc.AXA Advisors, LLC$2501-14-2014
Kenneth Andrew HoilandPrincipal Securities, Inc.MetLife Securities Inc.$1001-08-2014
Michael Richard AllenPrincipal Securities, Inc.MetLife Securities Inc.12-06-2013
Mary Frances DillPrincipal Securities, Inc.MetLife Securities Inc.$2512-04-2013
Richard Arthur DixonPrincipal Securities, Inc.MetLife Securities Inc.10-24-2013
Stephen James CarrollPrincipal Securities, Inc.LPL Financial LLC12-14-2012
Howell Harvey Hughes Jr.Principal Securities, Inc.Park Avenue Securities LLC08-07-2012
Anthony Philip LuciaPrincipal Securities, Inc.Edward Jones04-16-2012
Ryan Mason TangvaldPrincipal Securities, Inc.Pacific Select Distributors, LLC03-12-2012
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.