Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Richard HillPrincipal Securities, Inc.Northwestern Mutual Investment Services, LLC06-13-2019
David Craig SchiavoPrincipal Securities, Inc.Summit Brokerage Services, Inc.06-12-2019
Rudolfo Mark Capobres IIIPrincipal Securities, Inc.The Strategic Financial Alliance, Inc.06-04-2019
Marc Anthony ShepherdPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
Joaquin Steve SerranoPrincipal Securities, Inc.PROGRESS WEALTH ADVISORS06-03-2019
Sean H. DematteoPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
Javid Reza MortazaviPrincipal Securities, Inc.MML Investors Services, LLC$10006-03-2019
Rolando Francisco CalzadaPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
Jack Deron LovePrincipal Securities, Inc.Mutual of Omaha Investor Services, Inc.06-03-2019
Paul Carl MazzanobilePrincipal Securities, Inc.MML Investors Services, LLC05-16-2019
Ernest Lee Smith Jr.Principal Securities, Inc.LPL Financial LLC05-16-2019
Issac TaboadaPrincipal Securities, Inc.FSC Securities Corporation05-16-2019
Sharon Kaye JansmaPrincipal Securities, Inc.Farmers Financial Solutions, LLC05-02-2019
Burton Carnot Coit IIIPrincipal Securities, Inc.Bankers Life Securities, Inc.04-30-2019
Joseph Douglas BauerPrincipal Securities, Inc.Edward Jones04-30-2019
Christina J LinkPrincipal Securities, Inc.Wells Fargo Clearing Services, LLC04-18-2019
Jason A. Reeves Reeves IPrincipal Securities, Inc.Mutual of Omaha Investor Services, Inc.04-16-2019
Sheila Mae BrooksPrincipal Securities, Inc.AXA Advisors, LLC04-16-2019
Zane Montgomery AlgreenPrincipal Securities, Inc.Royal Alliance Associates, Inc.04-16-2019
Ryan O'Neil MarshPrincipal Securities, Inc.MML Investors Services, LLC04-15-2019
Angelica MendiolaPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2019
Walter Robert Ferguson Jr.Principal Securities, Inc.MWA Financial Services Inc.04-12-2019
David Ray SimsPrincipal Securities, Inc.Householder Group Estate & Retirement Specialists04-09-2019
Warren Clifford ClarkPrincipal Securities, Inc.Principal Securities, Inc.$5004-08-2019
Andrew DonohooPrincipal Securities, Inc.MML Investors Services, LLC03-29-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.