Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Thomas RabbittPrivate Advisor Group, LLCPrivate Capital Group, LLC11-27-2019
Robert Patrick SistiPrivate Advisor Group, LLCFinancial Engines Advisors L.L.C.07-10-2019
Victoria Elizabeth LindseyPrivate Advisor Group, LLCIndependent Financial Partners05-31-2019
Margaret Melissa StephanPrivate Advisor Group, LLCRetirement Capital Strategies, Inc.05-07-2019
William Tobias WeihmanPrivate Advisor Group, LLCRetirement Capital Strategies, Inc.05-03-2019
John Karl BromanPrivate Advisor Group, LLCIndependent Financial Partners04-08-2019
Philip Leonardo PlataniaPrivate Advisor Group, LLCSica Wealth Management, LLC03-06-2019
Richard David FontanaPrivate Advisor Group, LLCIndependent Financial Partners12-26-2018
Matthew Ryan HaerrPrivate Advisor Group, LLCIndependent Financial Partners12-24-2018
Vincent G MaffucciPrivate Advisor Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2018
M. Darius Darius MatousekPrivate Advisor Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2018
Dominic D'Angelo GarciaPrivate Advisor Group, LLCMorgan Stanley08-31-2018
Timothy R AvilaPrivate Advisor Group, LLCLPL Financial LLC07-17-2018
ADAM CRAIG SCHACHTERPrivate Advisor Group, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-21-2017
Brian Thomas CodyPrivate Advisor Group, LLCM Holdings Securities, Inc.02-23-2017
STEVEN BERNKNOPFPrivate Advisor Group, LLCSaxony Securities, Inc.02-13-2017
Aaron Thomas HanszPrivate Advisor Group, LLCLPL Financial LLC01-19-2017
Bruce Stanley HessePrivate Advisor Group, LLCLPL Financial LLC10-13-2016
Daniel Michael RosenthalPrivate Advisor Group, LLCIBEX Wealth Advisors, LLC06-07-2016
Michael Steven TambiniPrivate Advisor Group, LLCPNC Investments10-07-2015
Nancy Lidia Di NennaPrivate Advisor Group, LLCLPL Financial LLC10-01-2015
Gregory James LarsonPrivate Advisor Group, LLCAmeriprise Financial Services, Inc.06-12-2015
Michael John McKiernanPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-23-2014
Richard Gordon Wright Jr.Private Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-23-2014
Justin PoplawskiPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-23-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.