Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew John BoehmPrivate Client Services, LLCLincoln Financial Advisors Corporation02-18-2020
David William GotwalsPrivate Client Services, LLCKestra Advisory Services, LLC01-31-2020
Ronald Jack Joyce Jr.Private Client Services, LLCKestra Advisory Services, LLC$10001-31-2020
Cyril James KanagarajPrivate Client Services, LLCKestra Advisory Services, LLC01-31-2020
Warren Charles SpencerPrivate Client Services, LLCKestra Advisory Services, LLC$10001-31-2020
Jeffrey John SmithPrivate Client Services, LLCUBS Financial Services Inc.$10001-17-2020
Philip G PalumboPrivate Client Services, LLCUBS Financial Services Inc.$10001-17-2020
Ethan F. CampbellPrivate Client Services, LLCEdward Jones01-10-2020
David LanePrivate Client Services, LLCUnited Planners' Financial Services Of America A Limited Partner01-02-2020
John Ottens KoonsPrivate Client Services, LLCNorthwestern Mutual Investment Services, LLC$5012-16-2019
Christopher McNesbyPrivate Client Services, LLCH. Beck, Inc.11-25-2019
Micheal David HeckmanPrivate Client Services, LLCAmeriprise Financial Services, Inc.11-14-2019
William Bothfeld TracyPrivate Client Services, LLCUSI Securities, Inc.11-12-2019
Zackery Michael BarnettPrivate Client Services, LLCEdward Jones11-07-2019
Bob T Agnew Jr.Private Client Services, LLCWells Fargo Advisors Financial Network, LLC10-31-2019
Philip Steven ScottPrivate Client Services, LLCLPL Financial LLC$10008-19-2019
Rodney Tracey FlanneryPrivate Client Services, LLCLPL Financial LLC$10008-19-2019
Robert Lee EvendenPrivate Client Services, LLCRaymond James & Associates, Inc.$10008-16-2019
Benjamin Bradford EvendenPrivate Client Services, LLCRaymond James & Associates, Inc.08-16-2019
David G. PikePrivate Client Services, LLCNYLIFE Securities LLC06-12-2019
Mark Scott DutramPrivate Client Services, LLCLPL Financial LLC$15005-24-2019
Elvira Marie DellisolaPrivate Client Services, LLCOppenheimer & Co. Inc.$10005-17-2019
Paul William DavisPrivate Client Services, LLCOppenheimer & Co. Inc.$15005-17-2019
Christopher P. DavisPrivate Client Services, LLCOppenheimer & Co. Inc.05-17-2019
Sharilyn Ann BurnumPrivate Client Services, LLCRaymond James Financial Services Advisors, Inc$25004-05-2019
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Showing 1 to 25 of 209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.