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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Craig WilsonPrivate Client Services, LLCRaymond James Financial Services, Inc.01-27-2020
David John ThomasPrivate Client Services, LLCPackerland Brokerage Services, Inc.10-08-2018
Jeffrey James RainerPrivate Client Services, LLCNorthwestern Mutual Investment Services, LLC09-06-2018
Malorie G MarquezPrivate Client Services, LLCNorthwestern Mutual Investment Services, LLC09-06-2018
Mark David TruettnerPrivate Client Services, LLCNorthwestern Mutual Investment Services, LLC09-06-2018
Eric Paul DensonPrivate Client Services, LLCSII Investments, Inc.03-23-2018
Daniel Philip HylandPrivate Client Services, LLCSII Investments, Inc.$10001-10-2018
Denise Michelle LiddiardPrivate Client Services, LLCSII Investments, Inc.01-03-2018
Eric Peter RadzakPrivate Client Services, LLCSII Investments, Inc.01-03-2018
Robert John LecapitainePrivate Client Services, LLCSII Investments, Inc.$5001-02-2018
Brian Robert HartlPrivate Client Services, LLCSII Investments, Inc.$5001-02-2018
Alison Ann WalkerPrivate Client Services, LLCSII Investments, Inc.01-02-2018
Nadine Thurner TarabishiPrivate Client Services, LLCSII Investments, Inc.01-02-2018
Anthony T. WilhelmsPrivate Client Services, LLCSII Investments, Inc.01-02-2018
Valerie Leeann TaylorPrivate Client Services, LLCSII Investments, Inc.01-02-2018
Michael George ChallePrivate Client Services, LLCSII Investments, Inc.01-02-2018

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.