Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Lee EastonProEquities, Inc.SSN Advisory, Inc.10-01-2019
Stephen William CloseProEquities, Inc.Lincoln Financial Securities Corporation$2509-12-2019
Joseph Patrick LuciaProEquities, Inc.GWFS Equities, Inc.07-15-2019
Christopher Bradley LeivermannProEquities, Inc.Park Avenue Securities LLC07-15-2019
Earl Joseph Breaux Jr.ProEquities, Inc.Lincoln Financial Securities Corporation$2507-01-2019
Randy Thomas NallsProEquities, Inc.GWFS Equities, Inc.06-04-2019
Nicole A. BorenProEquities, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15005-16-2019
Ana Paula FonsecaProEquities, Inc.Raymond James Financial Services, Inc.04-29-2019
Adam K. HarrisProEquities, Inc.Lincoln Investment03-29-2019
Timothy John McCabeProEquities, Inc.B. Riley FBR, Inc.$5003-05-2019
Benjamin Slater BarnettProEquities, Inc.FTB Advisors, Inc.$2503-01-2019
Daniel S. LaforestProEquities, Inc.Next Financial Group, Inc.02-28-2019
Brent J. RamseyProEquities, Inc.Wells Fargo Clearing Services, LLC02-20-2019
Emerson Lee PaulProEquities, Inc.Cetera Financial Specialists LLC02-05-2019
Marie King ColbertProEquities, Inc.Lincoln Financial Securities Corporation01-08-2019
Daniyal I AhmedProEquities, Inc.AXA Advisors, LLC01-03-2019
Adam FeiersteinProEquities, Inc.Woodbury Financial Services, Inc.12-11-2018
Gregory Scott McMullenProEquities, Inc.Foresters Equity Services, Inc.11-16-2018
Emilio ValdezProEquities, Inc.Foresters Equity Services, Inc.11-06-2018
Jennifer Story QuirkProEquities, Inc.First Advisors Capital, Inc.$2511-01-2018
Freddy Ivan MartinezProEquities, Inc.Foresters Equity Services, Inc.11-01-2018
Sean ButlergallieraProEquities, Inc.Foresters Equity Services, Inc.$5010-31-2018
Terry James GeorgeProEquities, Inc.Ameriprise Financial Services, Inc.$2510-31-2018
David Stephen JungProEquities, Inc.Foresters Equity Services, Inc.$10010-30-2018
Lourdes Dudan ChaiveeraProEquities, Inc.Foresters Equity Services, Inc.$2510-22-2018
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Showing 1 to 25 of 193 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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