Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Ray ChoateProEquities, Inc.Lincoln Financial Securities Corporation06-25-2020
Tyler Douglas HowardProEquities, Inc.Charles Schwab & Co., Inc.04-16-2020
Jacob Adam WelshProEquities, Inc.J.P. Morgan Securities LLC04-06-2020
Wayne Alvin ChristProEquities, Inc.Honkamp Krueger Financial Services Inc03-31-2020
John Thomas KeeneyProEquities, Inc.Voya Financial Advisors, Inc.02-14-2020
David Michael WieseneckProEquities, Inc.Raymond James & Associates, Inc.01-27-2020
William GreenProEquities, Inc.Bankers Life Securities, Inc.01-10-2020
Kyle Adam MillerProEquities, Inc.Nationwide Securities, LLC01-09-2020
William Boyce HughesProEquities, Inc.Ameriprise Financial Services, LLC01-07-2020
Christopher Vaughan CagleProEquities, Inc.Lincoln Financial Securities Corporation01-07-2020
Matthew Thomas MarteProEquities, Inc.Nationwide Securities, LLC01-06-2020
Rebecca A. HennessyProEquities, Inc.Nationwide Securities, LLC01-03-2020
Pedro Luis BolanoProEquities, Inc.Wells Fargo Clearing Services, LLC$5012-20-2019
Stephen Wayne WalkerProEquities, Inc.Kestra Investment Services, LLC12-05-2019
Frank Michael GarganoProEquities, Inc.Ameritas Investment Company, LLC10-28-2019
Darius Alan HensleyProEquities, Inc.Lincoln Investment$5010-22-2019
Douglas Bruce ShellabargerProEquities, Inc.Cape Securities Inc.$5010-21-2019
Kevin Lee EastonProEquities, Inc.Securities Service Network, LLC10-01-2019
Stephen William CloseProEquities, Inc.Lincoln Financial Securities Corporation$2509-12-2019
Stephen Michael LaneProEquities, Inc.Everence Trust Company09-03-2019
Theodore Harvey TurgeonProEquities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2019
Joshua Todd GummoProEquities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2019
Michael D. DavenportProEquities, Inc.Cetera Investment Services LLC07-22-2019
Joseph Patrick LuciaProEquities, Inc.GWFS Equities, Inc.07-15-2019
Christopher Bradley LeivermannProEquities, Inc.Park Avenue Securities LLC07-15-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.