Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Benson MarksProEquities, Inc.ACG Advisory Services Inc04-02-2009
Keeley Michael MooreProEquities, Inc.Allstate Financial Services, LLC$2504-13-2012
Randall Wayne PaseurProEquities, Inc.Cetera Advisor Networks LLC10-21-2009
Heidi Cluff HebertProEquities, Inc.Cetera Investment Services LLC09-14-2018
Michael Brennan HubbardProEquities, Inc.Cetera Investment Services LLC09-04-2018
Richard Alan McGimseyProEquities, Inc.Colonial Brokerage, Inc.10-21-2009
James Kelly HoustonProEquities, Inc.CUNA Brokerage Services, Inc.07-26-2012
Elizabeth Giltz AndersonProEquities, Inc.Edward Jones07-07-2016
Melissa J. HendersonProEquities, Inc.Edward Jones10-10-2011
Jennifer Story QuirkProEquities, Inc.First Advisors Capital, Inc.$2511-01-2018
Eric Joseph NelsonProEquities, Inc.First Allied Securities, Inc.$5002-18-2011
Darryl R. WilsonProEquities, Inc.First Legacy Securities, LLC$2502-10-2010
Gregory Marc RoventiniProEquities, Inc.Fisher Investments09-14-2018
Freddy Ivan MartinezProEquities, Inc.Foresters Equity Services, Inc.11-01-2018
Lourdes Dudan ChaiveeraProEquities, Inc.Foresters Equity Services, Inc.$2510-22-2018
Wilfredo D. RacelisProEquities, Inc.Foresters Equity Services, Inc.$2510-22-2018
Tadanobu YasuokaProEquities, Inc.Foresters Equity Services, Inc.10-22-2018
Joseph Patrick LuciaProEquities, Inc.GWFS Equities, Inc.07-15-2019
Randy Thomas NallsProEquities, Inc.GWFS Equities, Inc.06-04-2019
Rachael Lynn PintaricProEquities, Inc.Highland Associates Inc09-26-2017
Charles Joseph WillisProEquities, Inc.Investment Professionals, Inc.$2502-26-2013
Thomas James LopshireProEquities, Inc.Lighthouse Capital Corporation08-14-2009
Adam K. HarrisProEquities, Inc.Lincoln Investment03-29-2019
William Mcdowell FrasierProEquities, Inc.LPL Financial LLC11-11-2013
Bruce Alan JonesProEquities, Inc.MML Investors Services, LLC02-09-2018
Next Page »

Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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