Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank A Yeilding IIProEquities, Inc.Equitable Advisors, LLC09-10-2020
Tyler Douglas HowardProEquities, Inc.Charles Schwab & Co., Inc.04-16-2020
Theodore Harvey TurgeonProEquities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2019
Michael D DavenportProEquities, Inc.Cetera Investment Services LLC07-22-2019
Jennifer Story QuirkProEquities, Inc.First Advisors Capital, Inc.11-01-2018
Rachael Lynn PintaricProEquities, Inc.Highland Associates Inc09-26-2017
Elizabeth Giltz AndersonProEquities, Inc.Edward Jones07-07-2016
Robert Kelly IknerProEquities, Inc.NYLIFE Securities LLC06-30-2016
Steve Alan Tucker JrProEquities, Inc.PFS Investments Inc.11-16-2015
Clinton David VanceProEquities, Inc.New England Securities03-05-2014
John Tim FosheeProEquities, Inc.Raymond James & Associates, Inc.01-16-2014
Gary Lynn ElyProEquities, Inc.BBVA Wealth Solutions Inc.07-10-2013
Charles Joseph WillisProEquities, Inc.Investment Professionals, Inc.02-26-2013
James Kelly HoustonProEquities, Inc.CUNA Brokerage Services, Inc.07-26-2012
Keeley Michael MooreProEquities, Inc.Allstate Financial Advisors, LLC04-13-2012
Melissa J HendersonProEquities, Inc.Edward Jones10-10-2011
Emily Anne TaylorProEquities, Inc.Triad Advisors LLC06-15-2011
Walter Scott PassmoreProEquities, Inc.MML Investors Services, LLC04-30-2010
Andrew Scott PassmoreProEquities, Inc.MML Investors Services, LLC04-30-2010
Darryl R WilsonProEquities, Inc.First Legacy Securities, LLC$2502-10-2010
Randall Wayne PaseurProEquities, Inc.Cetera Advisor Networks LLC10-21-2009
Richard Alan McGimseyProEquities, Inc.Colonial Brokerage, Inc.$5010-21-2009
Kenneth Wayne AskewProEquities, Inc.Cetera Advisor Networks LLC$710-21-2009
Keith Howell FosterProEquities, Inc.New England Securities$1,00009-28-2009
Paul Benson MarksProEquities, Inc.ACG Advisory Services Inc$15004-02-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.