Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Vaughan CagleProEquities, Inc.Lincoln Financial Securities Corporation01-07-2020
Gregory Scott McMullenProEquities, Inc.Foresters Equity Services, Inc.11-16-2018
Sean ButlergallieraProEquities, Inc.Foresters Equity Services, Inc.$5010-31-2018
Robert Lawrence Brunton Jr.ProEquities, Inc.Harvest Investment Services, LLC04-26-2018
Narinder Kaur SinghProEquities, Inc.Transamerica Financial Advisors, Inc07-22-2016
Joseph Marvin Eckles Jr.ProEquities, Inc.J.P. Morgan Securities LLC$5006-26-2015
Justin Luke BryantProEquities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2013
Robert Joe AvalosProEquities, Inc.Edward Jones05-14-2013
Michael Dudley Williams Jr.ProEquities, Inc.Wells Fargo Clearing Services, LLC01-09-2013
Sean Michael NewsomProEquities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2012
James Cooper Waddell IIIProEquities, Inc.AXA Advisors, LLC03-06-2012
Jonathon Andrew RothProEquities, Inc.Morgan Stanley09-28-2011

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.