Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Thomas ZarlingProEquities, Inc.Allied Beacon Partners, Inc.03-07-2012
Terry James GeorgeProEquities, Inc.Ameriprise Financial Services, LLC$2510-31-2018
William Carl HathawayProEquities, Inc.Associated Financial Services, Inc.04-30-2012
David Jonathan FlynnProEquities, Inc.Cambridge Investment Research, Inc.01-25-2017
Thomas James ConneranProEquities, Inc.Edward Jones$1010-24-2011
Dana Christopher GrimsrudProEquities, Inc.Geneos Wealth Management, Inc.11-18-2011
Rodney Dale WoxlandProEquities, Inc.Geneos Wealth Management, Inc.11-17-2011
Szablis Monique KleeProEquities, Inc.Geneos Wealth Management, Inc.11-14-2011
Thomas Jones WilderProEquities, Inc.Investment Centers of America, Inc.$12111-03-2017
Perry Lee DiedeProEquities, Inc.LPL Financial LLC$105-18-2013
Eric Jon PeytonProEquities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2018
John Walter RandallProEquities, Inc.MML Distributors, LLC10-16-2014
Marilyn Martha CarlsonProEquities, Inc.Moloney Securities Co., Inc.01-16-2015
Gregory Allen Trebil Jr.ProEquities, Inc.Morgan Stanley07-28-2017
Robert Bradshaw McCann IIIProEquities, Inc.National Planning Corporation09-06-2017
Gary Bruce LageProEquities, Inc.National Planning Corporation$2510-13-2011
Cheryl Schneider LindsayProEquities, Inc.National Planning Corporation10-07-2011
Christopher Bradley LeivermannProEquities, Inc.Park Avenue Securities LLC07-15-2019
Mark James MancellProEquities, Inc.Principal Securities, Inc.03-07-2012
Aaron J. FultonProEquities, Inc.Securities America, Inc.01-04-2012
Paul Leonard GoennerProEquities, Inc.The Strategic Financial Alliance, Inc.04-07-2016
Craig Alan RamseyProEquities, Inc.The Strategic Financial Alliance, Inc.03-14-2016
Michael James NakashimaProEquities, Inc.Transamerica Financial Advisors, Inc04-08-2016
Lauren Ann BrownProEquities, Inc.Transamerica Financial Advisors, Inc04-08-2016
Susan Virginia StenzelProEquities, Inc.Woodbury Financial Services, Inc.$5002-24-2016
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.