Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Stephen JungProEquities, Inc.Foresters Equity Services, Inc.$10010-30-2018
Eric Roland SwansonProEquities, Inc.Lion Street Financial, LLC04-20-2018
Austin W. BrownProEquities, Inc.NexPoint Securities, Inc.$15003-23-2018
Aaron Linn ReddingProEquities, Inc.OneAmerica Securities, Inc.12-08-2017
Troy Don PerkinsProEquities, Inc.Lincoln Financial Securities Corporation$5008-17-2017
Louis Edward Perkins Jr.ProEquities, Inc.Lincoln Financial Securities Corporation$2508-17-2017
Lindsay Nichole MaddenProEquities, Inc.Stephens Investment Management Group, LLC$10008-08-2016
Adam Alexander HaleProEquities, Inc.AIG Capital Services, Inc.08-03-2016
Luther Mark SteneProEquities, Inc.Transamerica Financial Advisors, Inc02-02-2015
Peter Joseph VanderlofskeProEquities, Inc.Principal Securities, Inc.07-17-2014
Axel Fernando BalandranoProEquities, Inc.Park Avenue Securities LLC06-17-2014
Tessa Morgan ElrodProEquities, Inc.Girard Securities, Inc.02-06-2014
Blake Edward GreerProEquities, Inc.Hilltop Securities Independent Network Inc.$10005-02-2013
Lee Gregory GibsonProEquities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2013
Gary Lee KusakProEquities, Inc.Transamerica Financial Advisors, Inc04-30-2012
George Michael JonesProEquities, Inc.Transamerica Financial Advisors, Inc01-23-2012
Tod Ashley SiedellProEquities, Inc.B. Riley Wealth Management01-23-2012
Donald Raymond KusakProEquities, Inc.World Group Securities, Inc.$1001-05-2012
Kevin Wade KusakProEquities, Inc.World Group Securities, Inc.01-05-2012
Michael Lee MelsonProEquities, Inc.QA3 Financial Corp.02-11-2011
Christopher Joseph KorinekProEquities, Inc.Farmers Financial Solutions, LLC07-15-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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