Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David OakesProspera Financial ServicesWells Fargo Advisors$5503-13-2018
Troy HartmanProspera Financial ServicesWells Fargo Advisors$7002-23-2018
C. Robert Bennett, Holly JensenProspera Financial ServicesWells Fargo Advisors$6502-27-2017
Doug Charney, Freddy CassiviProspera Financial ServicesWells Fargo Advisors$19008-30-2016
Walter Meranze, Ken Dysart, Sean GogolaProspera Financial ServicesWells Fargo Advisors$1,20006-30-2016
David BennetteProspera Financial ServicesWells Fargo Advisors$5005-01-2016
Legacy Wealth Management GroupProspera Financial ServicesVSR Financial Services$13110-07-2010
Jerry KlusenerProspera Financial ServicesUMB Financial Services$7005-31-2011
Carolyn French, Byron ReyesProspera Financial ServicesUBS Financial Services Inc. Inc.$15008-02-2018
Travis GodleyProspera Financial ServicesUBS Financial Services Inc. Inc.$15302-09-2017
Robin Foreman, Kristina DunnProspera Financial ServicesSummit Brokerage Services$8003-27-2017
McCall McGuireProspera Financial ServicesSummit Brokerage Services$7302-15-2017
Andrew Toshie, Steve AlmondProspera Financial ServicesSterne Agee$1,00001-25-2016
John A. GilbertProspera Financial ServicesSanders Morris Harris$8008-31-2012
Jim R. DayProspera Financial ServicesSanders Morris Harris$5408-31-2012
Mark BattaliniProspera Financial ServicesRBC Wealth Management$10506-01-2011
John CrookProspera Financial ServicesRaymond James$8508-05-2015
D. Paterson CopeProspera Financial ServicesRaymond James$6004-17-2015
Scott PyleProspera Financial ServicesRaymond James$10011-06-2013
Jason L. SteeleProspera Financial ServicesRaymond James$7505-24-2012
Luke Tolson, Brian FoxProspera Financial ServicesMorgan Stanley$6506-29-2018
Gregory MeadowsProspera Financial ServicesMorgan Stanley$6007-27-2015
Stephen Shipley, Jay RubottomProspera Financial ServicesMorgan Stanley$12103-28-2013
Michael ArnoldProspera Financial ServicesMerrill Lynch, Pierce, Fenner & Smith Incorporated$14012-08-2015
John Becker, Patrick Suffern, Brian Becker, Timothy McLanahanProspera Financial ServicesM Holdings Securities$84004-30-2018
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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