Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Legacy Wealth Management GroupProspera Financial ServicesVSR Financial Services$13110-07-2010
Robert BennieProspera Financial ServicesLPL Financial$8901-04-2011
Jerry KlusenerProspera Financial ServicesUMB Financial Services$7005-31-2011
Mark BattaliniProspera Financial ServicesRBC Wealth Management$10506-01-2011
Alex KineProspera Financial ServicesHuntington Investments$8012-15-2011
Jason L. SteeleProspera Financial ServicesRaymond James$7505-24-2012
Jim R. DayProspera Financial ServicesSanders Morris Harris$5408-31-2012
John A. GilbertProspera Financial ServicesSanders Morris Harris$8008-31-2012
Stephen Shipley, Jay RubottomProspera Financial ServicesMorgan Stanley Wealth Management$12103-28-2013
The Bishoff Financial GroupProspera Financial ServicesLPL Financial$13006-03-2013
Scott PyleProspera Financial ServicesRaymond James$10011-06-2013
Christopher E. GayeProspera Financial ServicesC. E. Gaye and Sons Securities$20001-21-2014
Chris FlanaganProspera Financial ServicesCitigroup$10004-08-2015
John M. GregoryProspera Financial ServicesCitigroup$5004-13-2015
D. Paterson CopeProspera Financial ServicesRaymond James$6004-17-2015
Gregory MeadowsProspera Financial ServicesMorgan Stanley Wealth Management$6007-27-2015
John CrookProspera Financial ServicesRaymond James$8508-05-2015
Michael ArnoldProspera Financial ServicesBank of America Merrill Lynch$14012-08-2015
David McMahanProspera Financial ServicesCapital Guardian$32301-12-2016
Andrew Toshie, Steve AlmondProspera Financial ServicesSterne Agee$1,00001-25-2016
David BennetteProspera Financial ServicesWells Fargo Advisors$5005-01-2016
Walter Meranze, Ken Dysart, Sean GogolaProspera Financial ServicesWells Fargo Advisors$1,20006-30-2016
Doug Charney, Freddy CassiviProspera Financial ServicesWells Fargo Advisors$19008-30-2016
Travis GodleyProspera Financial ServicesUBS Financial Services$15302-09-2017
McCall McGuireProspera Financial ServicesSummit Brokerage Services$7302-15-2017
Next Page »

Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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