Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Shipley, Jay RubottomProspera Financial ServicesMorgan Stanley Wealth Management$12103-28-2013
Jim R. DayProspera Financial ServicesSanders Morris Harris$5408-31-2012
John A. GilbertProspera Financial ServicesSanders Morris Harris$8008-31-2012
Jason L. SteeleProspera Financial ServicesRaymond James$7505-24-2012
Alex KineProspera Financial ServicesHuntington Investments$8012-15-2011
Mark BattaliniProspera Financial ServicesRBC Wealth Management$10506-01-2011
Jerry KlusenerProspera Financial ServicesUMB Financial Services$7005-31-2011
Robert BennieProspera Financial ServicesLPL Financial$8901-04-2011
Legacy Wealth Management GroupProspera Financial ServicesVSR Financial Services$13110-07-2010
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Showing 26 to 34 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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