Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam David SchwartzPruco Securities, LLC.MML Investors Services, LLC10-05-2020
Shelli Jo RichardsonPruco Securities, LLC.Royal Fund Management, LLC09-26-2020
Dustin Stefan IngramPruco Securities, LLC.First Command Brokerage Services, Inc.09-24-2020
Steven GrossbardPruco Securities, LLC.First Allied Securities, Inc.$5009-23-2020
Brendan William OBrienPruco Securities, LLC.NYLIFE Securities LLC09-22-2020
Peter David KellyPruco Securities, LLC.BB&T Securities, LLC09-22-2020
Ruben CoronaPruco Securities, LLC.J.P. Morgan Securities LLC09-21-2020
Francis Stewart McGovern JrPruco Securities, LLC.Northwestern Mutual Investment Services, LLC09-15-2020
Matthew J GormanPruco Securities, LLC.Equitable Advisors, LLC09-15-2020
luis daniel negronPruco Securities, LLC.Ameriprise Financial Services, LLC09-11-2020
Christopher Clay McananyPruco Securities, LLC.Northwestern Mutual Investment Services, LLC09-11-2020
Joseph Patrick DolanPruco Securities, LLC.Raymond James Financial Services, Inc.$2509-10-2020
Melissa Gail LevyPruco Securities, LLC.Horace Mann Investors, Inc.$2509-10-2020
William D McNallyPruco Securities, LLC.PNC Investments09-03-2020
John Allen PilkintonPruco Securities, LLC.USAA Investment Services Company09-03-2020
Steve B SuttonPruco Securities, LLC.MWA Financial Services Inc.09-01-2020
Leonard Alan FeigenbaumPruco Securities, LLC.Equitable Advisors, LLC08-31-2020
Janet Louise MorrisPruco Securities, LLC.First Command Brokerage Services, Inc.08-31-2020
Kenneth Harold MullerPruco Securities, LLC.Key Investment Services LLC08-25-2020
Christopher Scott BarthelPruco Securities, LLC.Thurston Springer Financial08-24-2020
Jason Anthony SpataforaPruco Securities, LLC.Edward Jones08-24-2020
Maurice Oliver LoundsPruco Securities, LLC.LPL Financial LLC08-17-2020
Joanne Hong TranPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2020
Joseph Liam CarpenterPruco Securities, LLC.Fidelity Personal and Workplace Advisors08-13-2020
Todd William RogersPruco Securities, LLC.J.P. Morgan Securities LLC08-11-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.