Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John James RadaPruco Securities, LLC.Cetera Advisors LLC$10009-09-2019
Ellis Jay WeissPruco Securities, LLC.Allstate Financial Advisors, LLC$2509-05-2019
Jeremy Michael JenkinsPruco Securities, LLC.M&T Securities, Inc.09-04-2019
Charles MolloyPruco Securities, LLC.PNC Investments09-04-2019
Seema Vanessa RamroopPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-03-2019
Joseph B. Samples IIIPruco Securities, LLC.Cambridge Investment Research Advisors, Inc.$1008-28-2019
Ryan James SmithPruco Securities, LLC.AXA Advisors, LLC08-27-2019
Audrey Bourne GrimballPruco Securities, LLC.Edward Jones08-26-2019
Peggy Jean BuehlerPruco Securities, LLC.Waddell & Reed07-29-2019
Louis Melvin Bell Jr.Pruco Securities, LLC.Ameriprise Financial Services, Inc.07-17-2019
John David BorzonePruco Securities, LLC.LPL Financial LLC$15007-16-2019
Derrick Joshua KowalPruco Securities, LLC.T. Rowe Price Investment Services, Inc.07-15-2019
David Steven LovhaugPruco Securities, LLC.NYLIFE Securities LLC$5507-10-2019
Bradley Kyle VandervluchtPruco Securities, LLC.Ameriprise Financial Services, Inc.07-08-2019
Kenneth George McAuleyPruco Securities, LLC.First Republic Securities Company, LLC$15007-02-2019
Brian C. LeePruco Securities, LLC.AXA Advisors, LLC06-24-2019
Josh W OliverPruco Securities, LLC.Key Investment Services LLC06-20-2019
Alex WilliamsPruco Securities, LLC.Park Avenue Securities LLC06-18-2019
David Reid Pringle Jr.Pruco Securities, LLC.LPL Financial LLC06-17-2019
Ravi Prativ PatelPruco Securities, LLC.Morgan Stanley06-17-2019
David Ira YatesPruco Securities, LLC.NYLIFE Distributors LLC06-14-2019
Brenden Thomas FitzpatrickPruco Securities, LLC.MWA Financial Services Inc.06-12-2019
Jason Lee KramarPruco Securities, LLC.Thrivent Investment Management Inc.$2506-11-2019
Leonard Lamarr Levi Sr.Pruco Securities, LLC.Cetera Investment Services LLC06-07-2019
James David BurleighPruco Securities, LLC.VALIC Financial Advisors, Inc.06-06-2019
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Showing 1 to 25 of 550 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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